Summary
Overview
Work History
Education
Skills
References
Timeline
Generic

Marni Menden

Laguna Hills,California

Summary

Meticulous Senior Registered Sales Associate with over 20 years experience. Well versed in communicating with customers to evaluate market information and financial goals. Facilitates customer payments and transactions and processes transfers. Exceptional communicator and proactive problem solver with history of strong work ethic and financial acumen.

Overview

24
24
years of professional experience

Work History

Senior Registered Client Associate

Stifel Financial Corp.
Mission Viejo, CA
05.2021 - 10.2023
  • Assisted clients with account inquiries, transfers and other financial transactions.
  • Executed trades on behalf of clients as directed by Financial Advisors.
  • Monitored client portfolios on a regular basis to ensure compliance with established investment objectives.
  • Served as primary contact for client inquiries related to their investments or accounts.
  • Maintained knowledge of products, services, technology platforms and industry trends in order to provide best-in-class service to clients.
  • Answered customer questions to maintain high satisfaction levels.

Senior Registered Sales Assistant

Wells Fargo Advisors
Long Beach, CA
09.2018 - 05.2021
  • Executed trades on behalf of clients in compliance with established policies and procedures.
  • Assisted in developing presentations for prospective customers regarding products offered by the firm.

Senior Registered Sales Assistant

JP Morgan
Irvine, CA
04.2017 - 09.2018

Senior Registered Sales Assistant

RBC Capital Markets
Newport Beach, CA
11.2015 - 01.2018

Senior Registered Sales Assistant

UBS Financial Services
San Diego, CA
08.1999 - 11.2015

Education

Bachelor of Arts - History

California State University - Long Beach
Long Beach, CA
05-2024

Skills

  • Series 7 License
  • Series 66 License
  • Series 9 License
  • CA Insurance License 0H47220
  • CA Notary Public #2410382

References

References available upon request.

Timeline

Senior Registered Client Associate

Stifel Financial Corp.
05.2021 - 10.2023

Senior Registered Sales Assistant

Wells Fargo Advisors
09.2018 - 05.2021

Senior Registered Sales Assistant

JP Morgan
04.2017 - 09.2018

Senior Registered Sales Assistant

RBC Capital Markets
11.2015 - 01.2018

Senior Registered Sales Assistant

UBS Financial Services
08.1999 - 11.2015

Bachelor of Arts - History

California State University - Long Beach
Marni Menden