MARY SANNI

• Assists in the development and implementation of audit presentation materials.
• Identifies compliance or safety issues, performs investigative research, determines root cause analyses, and documents corrective and preventive action plans.
• Follows-up and provides data required for data trending and analysis to monitor and report on the effectiveness of the Compliance Program
• Participates in compliance training or awareness activities as directed
• Extensive domestic travel required, international on occasion.
• Evaluates the efficacy of completed CAPA plans.
• Ensures requested timelines are documented and met.
• Performs related duties as assigned.
• Drove system improvement efforts from concept to completion while strategically managing outside vendors.

• Optimized department efficiency by analyzing procedures and data regarding charting and patient flows.
• Secured confidential patient information from unauthorized access.
• Collected, organized and entered patient data into medical systems.
• Evaluated third party information to determine if an internal system update is required
• Track plan changes via database, and prepare necessary documentation to facilitate new third-party plan codes and/or updates to existing codes
• Collaborated with appropriate internal Payer Relations team(s) to determine best approach for system updates, when needed

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• Conducted KYC formality reports on questionable accounts and transactions.
• Built relationships with subject matter experts to design and create dashboards and/or other solutions to ensure operational success for Financial Services Compliance processes.
• Created and maintained the data for reporting on key performance metrics for compliance programs for area of focus.
• Designed, developed, and supported powerful data visualizations that portray data insights in a clear and articulate way for varied audiences.
• Adjusted end-to-end KYC process needs to align with workforce capabilities.

Prepared client-specific KYC-related analyses and complete Customer Acquisition Due Diligence where required.

Worked with the Business Support Unit to assess documentation requirements for client legal entities and jurisdictions.

Interacted with clients to obtain KYC and other compliance information and documentation.

Evaluated KYC activities for the on-boarding of new clients, working closely with the BSU to ensure timely on-boarding and reduction of touch points.

Assisted Coverage team with all KYC related activities (NCOF, NAOF, Credit Only, Client On-boarding, etc).

Reviewed recent negative news related to clients.

Liaised with Sales Account Managers to ascertain information on the purpose of client accounts, transaction volumes etc.

Interactd with clients, parent account bankers, subsidiary bankers and product partners on AML and KYC-related issues