Knowledgeable professional with 15+ years in compliance-related positions. Strong verbal and written communication skills with a systematic and diligent approach.
Overview
21
21
years of professional experience
Work History
Business Analysis Associate II
JP Morgan Chase
03.2023 - Current
Provide Oversight and manage risks associated with Collections Litigation and Third-Party Law Firms
Analyze effectiveness of controls of third-party companies by implementing several examinations and audits
Conduct onsite reviews and audit examination of third-party companies including financial, operational, and regulatory audits ensuring compliance with state and federal regulations, bank policies and procedures, and contractual obligations
Assess issues identified during examinations and provide recommendations to strengthen operational controls
Manage Issue Management process including opening and closing of action plans, process improvements and customer corrections.
Quality Control Associate I
JP Morgan Chase
01.2017 - 01.2023
Conducted transactional testing for Portfolio Management Center to ensure compliance with state and federal regulations, bank policies and procedures
Project Manager for Small Business Administration Paycheck Protection Repurchase program
Provide leadership and coaching to junior level analyst and business specialist
Manage day-to-day activities to ensure compliance with regulations and corporate policies and procedures
Effectively conduct daily, monthly and quarterly departmental audits
Recommend and monitored Action Plans to resolution
Maintain and update department policy and procedures
Assist with preparation of Risk, Internal Compliance, Default and Government Regulatory Audits
Mentored new employees as part of peer-to-peer mentoring program to improve efficiency of onboarding process
Manage projects and process improvements; and disseminate new team responsibilities to the group
Recommend efficacy and control opportunities to leadership team.
Administrative Assistant
JP Morgan Chase
07.2010 - 01.2017
Handling administrative requests and queries from senior managers
Organizing and scheduling appointments for executives
Planning meetings and taking detailed minutes
Assist in the preparation of regularly scheduled reports.
Replevin Specialist
JPMorgan Chase
01.2006 - 01.2010
Completed state-specific requests for documentation/affidavits for letter requirements, replevin referrals and suit filings
Monitored SLAs to ensure they are being met by vendor for reporting requirements, letter generation, replevin affidavit and filing suit
Initiated replevin process when access to a located vehicle is blocked, a customer is violent towards the repo vendor, or the unit is severely aged through the repo process
Audited replevin vendor paperwork for accuracy and business expectations
Facilitated frequent vendor touchpoints to address performance related issues, operational hurdles, and to discuss any changes to regulations or within the industry
Worked within our servicing platform as system of record for customer information and payment schedules
Utilized approved databases and internet searches to locate leads to validate addresses for replevin referral
Processed system updates according to each individual firm's reporting
Met quality control expectations by accurately reviewing accounts for eligibility, referring eligible accounts in a timely manner, validating vendor documentation, and updating internal systems promptly with vendor updates
Account Manager
AmeriCredit Financial Services
01.2004 - 01.2006
Interacting with customers who are greater than 30 days past due, provided assistance by answering questions and processed requests by phone
Answered incoming customer calls regarding billing issues, service questions and general concerns
Assisted customers with disputes and inquiries and reconciling payment history
Performed creative skip tracing techniques to locate customers
Provided thorough and accurate documentation to customer accounts through our communication channels
Utilized judgment to analyze the customers ability to pay and establish a repayment plan
Identified areas of opportunity for optimizing results and improving customer satisfaction
was a daily key contributor to improving training and development
Serviced accounts by investigating problems and finding resolutions to help overcome objections that customers may have about making payments and working towards solutions that best fit the customer needs, creating a positive customer experience
Client Services Specialist & Associate Banker at JP Morgan Chase & Chase BankClient Services Specialist & Associate Banker at JP Morgan Chase & Chase Bank