Melissa Parker
Macedonia,Ohio
Summary
Accomplished Financial Risk Audit Senior Manager with a proven track record, excelling in regulatory compliance and process improvement initiatives. Demonstrated expertise in Sarbanes-Oxley compliance and critical thinking, leading to significant enhancements in internal controls and risk management strategies. Skilled in mentoring teams towards achieving strategic goals and operational excellence.
Overview
24
24
years of professional experience
4
4
Certification
Work History
Financial Risk Audit Senior Manager
KeyBank
06.2014 - Current
- Manage the identification and testing of all financial controls at KeyCorp
- Develop a comprehensive SOX program
- Manage the financial findings process to improve efficiency and effectiveness
- Partner with first and second lines of business to identify and test internal controls
- Collaborate with external auditors through communication and multitasking deliverables
- Lead and manage internal process improvement initiatives within Internal Audit
- Develop human resources through education, cross training, and mentorship
- Assess the adequacy of internal controls over financial reporting processes.
- Adhere to audit principles, standards and practices to keep company in good standing.
Treasury and Capital Markets Audit Manager
KeyBank
01.2012 - 06.2014
- Develop a strategic audit plan that includes areas of heighten risk, business strategies, and relevant methods to measure performance to comply with the regulatory environment
- Identify risk and controls, develop/analyze control testing, and manage regulatory requests and findings
- Partner and collaborate with KeyCorp Treasury, Key Investment Services, and KeyBanc Capital Markets Inc
- Lines of business delivering value through recommending efficiencies and effective processes for managing these risks
- Lead and manage internal process improvement initiatives within department
Financial Institution Examiner
State of Ohio
07.2001 - 01.2012
- Perform regulatory audit and compliance reviews for financial institutions ranging from $13 million to $111 billion in assets
- Evaluate internal and external audit programs
- Manage commercial, savings, and savings & loan institution examinations ranging from $13 million to $2.5 billion in assets
- Provide oversight for institutions under enforcement action
- Manage and train new employees
- Develop work aids and educational/informational documents
- Monitor financial strength of institutions through communication and financial analysis
- Review investment and loan portfolios evaluating viability, financial information, and documentation
Education
Bachelors of Business - International Business
Bowling Green State University
Skills
- Regulatory compliance
- Process improvement initiatives
- Critical thinking and analysis
- Flexible and adaptable
- Risk management
- Sarbanes Oxley compliance
- Employee Supervision
- Strategic planning
- Project management
- Internal controls evaluation
Certification
- Certified Internal Auditor
- Certified Fraud Examiner
- Certified Sarbanes Oxley Expert
- Yellow Belt – Lean Six Sigma
Timeline
Financial Risk Audit Senior Manager
KeyBank
06.2014 - Current
Treasury and Capital Markets Audit Manager
KeyBank
01.2012 - 06.2014
Financial Institution Examiner
State of Ohio
07.2001 - 01.2012
Bachelors of Business - International Business
Bowling Green State University
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