Summary
Overview
Work History
Education
Skills
References
Timeline
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Michael Moscarelli

Dumont

Summary

Reliable business professional with experience in project management, process improvement and financial analysis. Proven track record of dealing with clients and successfully streamlining business operations and reducing costs. Adept at analyzing data to identify trends and developing strategies to improve efficiency.

Overview

23
23
years of professional experience

Work History

Analyst - Foreign Exchange/Commodities E-trading

JP Morgan Chase
11.2022 - Current
  • Work directly with clients to ensure they are able to trade foreign exchanges and commodities flawlessly in their accounts
  • Liaise with sales to ensure customer account setups and sales pricing are correct to maximize value
  • Provide analytics to sales so we can identify opportunities to gain more business from top tier clients
  • Collaborate with cross-functional teams to develop process improvement and increased efficiency.

Assistant Vice President – Account Transitions

AllianceBernstein
06.2019 - 02.2020
  • Managed the daily operational setup for Institutional, Private Client and Mutual Fund accounts for the North and South America based investors
  • Mentored and provided continuous professional development to both the onshore and offshore teams that included 12 team members.
  • Worked on high value account setups to provide a flawless onboarding experience for new clients
  • Collaborated closely with executive leadership to align department goals with overall company objectives, resulting in stronger organizational cohesion.

Administrator Officer- Account Transitions

AllianceBernstein
10.2011 - 06.2019
  • Worked on high exposure and high value account openings, in-kinds, custodian changes and account closings
  • Responsible for improving day to day functions and managing a team of five employees
  • Provided statistical reports to upper management showing the volume of transitions across the firm and presented these numbers in global meetings showing how they affected daily work
  • Trained new team members in all aspects of account transitions
  • Developed relationships with brokers and custodian banks in order to speed contact between the company and outside parties.

Administrative Officer, Team leader- Fixed Income Trade support

AllianceBernstein
03.2010 - 10.2011
  • Participated and led multiple projects which reduced the Firms/Clients risk and exposure and cut costs
  • Researched team errors and provided reports documenting cause of errors and how to prevent errors in the future
  • Delegated team roles to ensure all team roles were being completed effectively and efficiently
  • Tested and implemented changes to internal systems during a transition period to State Street Bank
  • Additionally, provided analysis and statistics to show improvements related to systems changes.

Administrative Officer, Team leader- Domestic Equity Settlements

AllianceBernstein
10.2008 - 03.2010
  • Managed and developed a staff of twelve professional employees
  • Delegated and assigned responsibilities to the equity settlement team and retained overall accountability of the team’s daily tasks and functions
  • Prepared ad hoc operational reporting as determined by senior management
  • Adhered to Sarbanes Oxley Act (SOX) 404 and Statement of Auditing Standard (“SAS”) audit controls to ensure the client/firms exposure risk were mitigated
  • Served as an escalation contact for resolving all unmatched and failing equity trades.

Senior Trade Settlements Analyst

AllianceBernstein
12.2004 - 10.2008
  • Liaised with portfolio management associates, external/internal brokers, custodian settlement staff and internal traders to resolve international/domestic equity and mutual/hedge fund security trade breaks and processing problems
  • Was responsible for setting up new International and U.S equity accounts, with regards to internal and external systems including Society for Worldwide Interbank Financial Telecommunication (“SWIFT”), ALERT and ADP Brokerage
  • Communicated international and domestic equity trades to custodians via an outside vendor S.W.I.F.T
  • Platform.

Pension Analyst

AllianceBernstein
01.2002 - 11.2004
  • Reconciled 200 accounts monthly – including fixed income and International accounts
  • Was in charge of sending cash wires to DVP banks, matching instructions and insuring receipt of funds
  • Verbally confirmed positions of portfolios and assured position match between system and DVP banks
  • Trained three employees in day to day operations.

Education

Bachelor of Science, Marketing -

State University of New York at Oswego
05.1998

Skills

  • Successful at training entire teams of new employees at complicated tasks
  • DTC Trade Suite
  • MS Office (Word, Excel, PowerPoint)
  • Bloomberg Financial
  • Excellent Customer Service Capabilities
  • Strong Interpersonal, Analytical and Financial skills
  • Quadrant (SWIFT Enabled Trade Delivery System)
  • Capable to work under pressure independently and or in a team environment

References

Furnished upon request

Timeline

Analyst - Foreign Exchange/Commodities E-trading

JP Morgan Chase
11.2022 - Current

Assistant Vice President – Account Transitions

AllianceBernstein
06.2019 - 02.2020

Administrator Officer- Account Transitions

AllianceBernstein
10.2011 - 06.2019

Administrative Officer, Team leader- Fixed Income Trade support

AllianceBernstein
03.2010 - 10.2011

Administrative Officer, Team leader- Domestic Equity Settlements

AllianceBernstein
10.2008 - 03.2010

Senior Trade Settlements Analyst

AllianceBernstein
12.2004 - 10.2008

Pension Analyst

AllianceBernstein
01.2002 - 11.2004

Bachelor of Science, Marketing -

State University of New York at Oswego

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Michael Moscarelli