Michael Quinn, CAMS
Kingston,PA
Summary
Mid-level risk professional with decade-plus covering Financial Crimes and 20+ years managerial experience in big-bank/corporate setting. Experience in risk mitigation, policy/procedure, and personnel development. Most effective in decision-making and analytical thinking. Familiarity with various technologies including SAS, Actimize, Verafin, Tableau.
Overview
22
22
years of professional experience
1
1
Certification
Work History
Financial Crimes Manager, VP
Wells Fargo
01.2011 - 11.2024
- Oversight of investigation and SAR process for AML investigations team. Specialize in TBML but also responsible for sanctions, wire transfer, cash letter, P2P and domestic account activities.
- Expert in detection of various money-laundering schemes.
- Quality review/audit for accuracy and compliance with regulatory guidelines and company policy/procedure.
- Assist with tuning/testing of risk-based alert scenarios.
- Authored and administered multiple AML training programs both internally and externally.
- SME for functional design of vendor-managed case management system specific to AML monitoring.
- MIS reporting to senior management.
- Interface with audit and regulators regarding AML monitoring program as required.
- Trusted law enforcement contact.
Compliance Officer, AVP
Wachovia Bank
09.2005 - 12.2010
- Disposition of international correspondent bank relationships through account monitoring, enhanced due diligence, and KYC.
- Conduct investigations based on unusual activity with respect to money-laundering, fraud or adverse media.
- Collaborate with line of business related to compliance concerns with new/existing relationships and product offerings.
- SME for international products, such as correspondent banking, wire transfers, letters of credit, international check collection, and foreign exchange.
- Cross-coverage to oversee sanctions and Anti-bribery duties.
- Demonstrated expertise in BSA, AML, Fraud and OFAC.
Operations Manager, AVP
Wachovia Bank
02.2003 - 05.2005
- Management of two letter of credit teams consisting of 18 direct reports overseeing issuance, amendment, payment and other maintenance of a standby l/c portfolio.
- Implementation and maintenance of compliance and sanctions protocols.
- Interface with internal and external clients to ensure quality customer experience.
Education
Some College (No Degree) - Communications
University of Scranton
Scranton, PASkills
- AML/Fraud typologies
- Analytics tuning
- Risk mitigation
- Policy writing
- OFAC/Sanctions
- System functionality
- Talent development
- Advisory role
- Process improvement
- Project leader
- Complex Problem-solving
- Team leadership
Certification
- 2008 Certified Anti-Money Laundering Specialist/ACAMS
- 2001 Certified Cash Manager/Association for Financial Professionals
Timeline
Financial Crimes Manager, VP
Wells Fargo
01.2011 - 11.2024
Compliance Officer, AVP
Wachovia Bank
09.2005 - 12.2010
Operations Manager, AVP
Wachovia Bank
02.2003 - 05.2005
Some College (No Degree) - Communications
University of Scranton
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