Complex Risk Officer
Morgan Stanley
- Applied subject matter expertise and industry knowledge to provide independent oversight to operational risk management activities.
- Maintained up-to-date knowledge of applicable laws and regulations.
- Influenced appropriate risk management prioritization on front lines to promote strategic objectives while meeting operational risk program expectations.
- Served as subject matter expert for development and implementation of corrective action plans where substantial unnecessary loss resulted regularly from current policy.
- Created and maintained compliant work environment.
- Identified gaps in existing compliance processes and recommended updates.
- Conducted periodic compliance audits and reviews to identify areas of improvement.
- Took initiative in gathering information and solving problems independently within highly structured corporate environment.
- Developed and implemented corrective action plans for non-compliance issues.
- Maintained composure in stressful situations, confrontations, interviews and records searches.
- Took notes on field examinations and specific case details, updated databases and produced reports outlining results of investigations.
- Kept informed regarding pending industry changes, trends or best practices.
