MICHELLE BARTON
Overview
9
9
years of professional experience
Work History
AML Senior Compliance Analyst, Subject Matter Expert
Bank of America
10.2021 - Current
- Provide oversight and integration of training materials and change initiatives to streamline processes and support procedural updates
- Responsible for the onboarding of new Global Markets clients to ensure that Bank of America meets regulatory and internal Global Compliance Enterprise, Operational Risk, and AML policies
- Facilitate support sessions for peers to answer questions about processes and procedures
- Drive actions to address root causes of compliance risk issues
- Create and distribute communication materials for updates to onboarding policies and procedures
- Prepare presentations for updates to the UK Money Laundering Directive regulations
- Build partnerships with Global Financial Crimes, Enterprise Screening, Enhanced Due Diligence, and Quality Control to ensure records are compliant
- Perform AML/KYC due diligence reviews from assigned queue in a timely manner using internal and external systems
- Facilitate UK CIP/CDD procedural review with Global Markets clients to reduce case processing time
- Perform Enhanced Due Diligence on clients deemed high-risk and suggest account restriction or closure based on risk to the institution
AML Compliance Analyst, Subject Matter Expert
Bank of America
07.2017 - 10.2021
- Responsible for the periodic review of existing clients to identify gaps and ensure that Bank of America meets regulatory and internal BSA, AML, and CDD requirements within GBAM KYC/AML Refresh
- Perform AML/KYC due diligence reviews in a timely manner using internal and external systems
- Proactively anticipate and identify client needs to streamline the refresh process and maintain a prominent level of due diligence
- Perform Enhanced Due Diligence on clients deemed high-risk and suggest account restriction or closure based on risk to the institution
- Complete remediation efforts to ensure businesses adhere to enterprise standard
- Coordinate with Global Financial Crimes, Enterprise Screening, Enhanced Due Diligence, and Quality Control to ensure records are compliant
- Develop executive-ready presentations for updates to the Money Laundering Directive regulations
- Complete quality reviews to ensure peers are adhering to India CIP/CDD policies and procedures as India SEBI Subject Matter Expert
KYC Analyst (Contract)
Bank of America
02.2016 - 07.2017
- Execute internal control processes to ensure compliance with Global Financial Crimes compliance standards
- Provide AML guidance to line of business stakeholders for complex client accounts
- Conduct investigations into adverse media, OFAC sanctions, and politically exposed person (PEP)
- Review and validate customer information to ensure adherence to Customer Identification Program (CIP), Customer Due Diligence (CDD), and Enhanced Due Diligence (EDD)
Education
Master of Arts - Human Resources Development
Webster University
01.2017
Graduate Certificate - Cyber Security Threat Detection
Webster University
01.2017
Certificate - Paralegal Studies
Midlands Technical College
01.2009
Bachelor of Arts - Experimental Psychology
University of South Carolina
01.2006
Skills
- Microsoft Excel
- Microsoft Outlook
- Microsoft PowerPoint
- Microsoft Visio
- Microsoft Word
- Process Management
- AML/KYC process
- Risk Mitigation
- Business Continuity
Timeline
AML Senior Compliance Analyst, Subject Matter Expert
Bank of America
10.2021 - Current
AML Compliance Analyst, Subject Matter Expert
Bank of America
07.2017 - 10.2021
KYC Analyst (Contract)
Bank of America
02.2016 - 07.2017
Master of Arts - Human Resources Development
Webster University
Graduate Certificate - Cyber Security Threat Detection
Webster University
Certificate - Paralegal Studies
Midlands Technical College
Bachelor of Arts - Experimental Psychology
University of South Carolina