Overview
Work History
Education
Skills
Timeline
Generic

MICHELLE BARTON

Overview

9
9
years of professional experience

Work History

AML Senior Compliance Analyst, Subject Matter Expert

Bank of America
10.2021 - Current
  • Provide oversight and integration of training materials and change initiatives to streamline processes and support procedural updates
  • Responsible for the onboarding of new Global Markets clients to ensure that Bank of America meets regulatory and internal Global Compliance Enterprise, Operational Risk, and AML policies
  • Facilitate support sessions for peers to answer questions about processes and procedures
  • Drive actions to address root causes of compliance risk issues
  • Create and distribute communication materials for updates to onboarding policies and procedures
  • Prepare presentations for updates to the UK Money Laundering Directive regulations
  • Build partnerships with Global Financial Crimes, Enterprise Screening, Enhanced Due Diligence, and Quality Control to ensure records are compliant
  • Perform AML/KYC due diligence reviews from assigned queue in a timely manner using internal and external systems
  • Facilitate UK CIP/CDD procedural review with Global Markets clients to reduce case processing time
  • Perform Enhanced Due Diligence on clients deemed high-risk and suggest account restriction or closure based on risk to the institution

AML Compliance Analyst, Subject Matter Expert

Bank of America
07.2017 - 10.2021
  • Responsible for the periodic review of existing clients to identify gaps and ensure that Bank of America meets regulatory and internal BSA, AML, and CDD requirements within GBAM KYC/AML Refresh
  • Perform AML/KYC due diligence reviews in a timely manner using internal and external systems
  • Proactively anticipate and identify client needs to streamline the refresh process and maintain a prominent level of due diligence
  • Perform Enhanced Due Diligence on clients deemed high-risk and suggest account restriction or closure based on risk to the institution
  • Complete remediation efforts to ensure businesses adhere to enterprise standard
  • Coordinate with Global Financial Crimes, Enterprise Screening, Enhanced Due Diligence, and Quality Control to ensure records are compliant
  • Develop executive-ready presentations for updates to the Money Laundering Directive regulations
  • Complete quality reviews to ensure peers are adhering to India CIP/CDD policies and procedures as India SEBI Subject Matter Expert

KYC Analyst (Contract)

Bank of America
02.2016 - 07.2017
  • Execute internal control processes to ensure compliance with Global Financial Crimes compliance standards
  • Provide AML guidance to line of business stakeholders for complex client accounts
  • Conduct investigations into adverse media, OFAC sanctions, and politically exposed person (PEP)
  • Review and validate customer information to ensure adherence to Customer Identification Program (CIP), Customer Due Diligence (CDD), and Enhanced Due Diligence (EDD)

Education

Master of Arts - Human Resources Development

Webster University
01.2017

Graduate Certificate - Cyber Security Threat Detection

Webster University
01.2017

Certificate - Paralegal Studies

Midlands Technical College
01.2009

Bachelor of Arts - Experimental Psychology

University of South Carolina
01.2006

Skills

  • Microsoft Excel
  • Microsoft Outlook
  • Microsoft PowerPoint
  • Microsoft Visio
  • Microsoft Word
  • Process Management
  • AML/KYC process
  • Risk Mitigation
  • Business Continuity

Timeline

AML Senior Compliance Analyst, Subject Matter Expert

Bank of America
10.2021 - Current

AML Compliance Analyst, Subject Matter Expert

Bank of America
07.2017 - 10.2021

KYC Analyst (Contract)

Bank of America
02.2016 - 07.2017

Master of Arts - Human Resources Development

Webster University

Graduate Certificate - Cyber Security Threat Detection

Webster University

Certificate - Paralegal Studies

Midlands Technical College

Bachelor of Arts - Experimental Psychology

University of South Carolina
MICHELLE BARTON