Nathan Theroux
Glocester,RI
Summary
Committed to helping clients of all levels and backgrounds realize their financial goals. Expertise in managing complex client service situations and meeting deliverable due dates.
Overview
23
23
years of professional experience
Work History
LPL Financial Advisor
The Sardelli Group
West Warwick, RI
04.2022 - Current
- Created business plan centered on development of 40 orphaned accounts
- Helped individuals and families build and execute wealth management strategies based on unique goals and objectives
- Met with clients to discuss assets, expenses, and goals to devise personalized financial plans
Financial Advisor
Equitable Advisors, LLC
Warwick, RI
12.2020 - 03.2022
- Committed to helping educators, working professionals, and families develop comprehensive financial planning strategies
- Built business through on site visits in the Providence Public School District and facilitating educational workshops
- Met with clients to perform due diligence and transactions to meet financial goals
Financial Advisor
Pioneer Financial Group
Warwick , RI
01.2020 - 09.2020
- Successful completion of the Securian Financial "Checkpoints to Mastery" training program
- Preparation for brokerage and insurance licensing
- Developed natural market through networking event participation
Accounting Manager
Fidelity Investments, Fidelity Institutional Finance
Smithfield, RI
08.2012 - 04.2018
- Led teams of accounting analysts through monthly billing close activities and management of full accounts receivable responsibilities, in accordance with GAAP, monthly fee generation of $125M
- Initiated technology projects for process improvements, management report design, audit response, and to accommodate new product implementation with internal and external stakeholders
- Conducted performance reviews, goal setting, and mentored associates on policy and procedures
- Selected to develop and lead multi-site Engagement Teams, with a charter of improving workplace experiences
Accounting Analyst III
Fidelity Investments, Fidelity Institutional
Boston, MA
6 2009 - 6 2012
- Team Lead for account receivables, statement distribution, accrual analysis, and P&L change analysis reporting
- Collaborated with technology teams to develop multi-year system road maps and automation of balance sheet reconciliations
- Continuously evaluated workflow and procedures to maximize process efficiencies, accuracy, and customer service
Section Manager
Fidelity Investments, Fidelity Institutional
Boston, MA
6 2006 - 5 2009
- Conducted on-boarding, coaching, and performance reviews for FundsNetwork Billing, and 12b1 Processing Teams
- SME for technology projects related to report automation, systems development, upgrades and implementations
- Worked closely with senior management and audit teams to ensure policies and procedures aligned with industry best practices and enterprise level goals
Previous Experience
Fidelity Investments
Boston, MA
09.1999 - 5 2006
- Accounting Analyst II, Fidelity Brokerage Company (04/05 - 05/06)
- Analyst I, National Financial (09/03 - 03/05)
- Bank Reconciliation Specialist IV, National Financial Services, LLC (09/99 - 08/03)
Education
Bachelor of Arts - International Business and Management
Dickinson College
Carlisle, PASkills
- Financial, Investment, Protection, and Retirement Planning
- Microsoft Office (Access, Excel, Powerpoint, Visio)
- EMoney Advisor Pro, Oracle, SAP Business Objects, Hyperion Brio, Frontier Recon, Trintech, database reporting
- Dale Carnegie Course
- Project Management, Policy and Procedure Writing, Performance Reviews, Organizational Risk Management
- Relationship building and management
Additional Information
- Fidelity Institutional Finance Excellence Award, Fidelity Institutional World Class Award, Fidelity Brokerage Company Achievement Award for Enterprise Thinker, Organizational Sensor and Results Driver, and Fidelity National Financial Services Service Champions Program Impact Award
- Series 7 and 66 registrations (CT, FL, IL, MA, NH, OH, PA, RI)
- Life, Accident & Health Insurance Producer’s licenses (CT, MA, NH, RI)
Timeline
LPL Financial Advisor
The Sardelli Group
04.2022 - Current
Financial Advisor
Equitable Advisors, LLC
12.2020 - 03.2022
Financial Advisor
Pioneer Financial Group
01.2020 - 09.2020
Accounting Manager
Fidelity Investments, Fidelity Institutional Finance
08.2012 - 04.2018
Previous Experience
Fidelity Investments
09.1999 - 5 2006
Accounting Analyst III
Fidelity Investments, Fidelity Institutional
6 2009 - 6 2012
Section Manager
Fidelity Investments, Fidelity Institutional
6 2006 - 5 2009
Bachelor of Arts - International Business and Management
Dickinson College
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