Summary
Overview
Work History
Education
Skills
References
Certification
Timeline
Generic

Nicholas Schneider

Minneapolis,MN

Summary

Accomplished Wealth Management Associate with 3 years of experience buying and selling securities and commodities in investment and trading firms. Demonstrated talent for providing financial services to wide range of clients by studying market conditions to advise on investment decisions. Poised and highly knowledgeable with talent for maintaining friendly demeanor and explaining details when advising clients.

Overview

7
7
years of professional experience
1
1
Certification

Work History

Wealth Management Advisor

Northwestern Mutual
06.2023 - Current
  • Assisted in the onboarding of new clients, gathering necessary information for account setup and ensuring a positive experience.
  • Expedited the completion of investment transactions by liaising with relevant parties and ensuring timely execution, meeting client expectations for prompt service.
  • Collaborated with cross-functional teams to ensure seamless execution of investment strategies and trade orders.
  • Monitored compliance with internal controls and industry regulations in daily operations, preventing potential breaches that could result in fines or reputational damage.
  • Developed comprehensive performance reports for senior management, highlighting key trends and areas of potential growth in the investment landscape.

Mortgage Underwriter

Bank of England
08.2022 - 06.2023
  • Approved or denied loans based on established criteria and underwriting guidelines.
  • Identified possible fraud risks through meticulous evaluation of application materials, protecting both lenders and homebuyers from potential losses.
  • Analyzed and verified applicant income, assets and credit history to support compliance with underwriting guidelines.
  • Determined credit risks by reviewing files in advance and comparing data against internal checklists and guidelines.
  • Worked with processing team members to communicate errors and obtain missing information for current applications.
  • Increased customer satisfaction by providing timely feedback on application status and addressing potential issues promptly.

Licensed Banker / Manager On Duty

JP Morgan Chase
08.2020 - 08.2022
  • Managed a book of business for both personal and business clients to service their banking and lending needs
  • Service and assesd opportunities for relationship growth with our partners and make referrals to lending partners and financial advisors when growth is uncovered
  • Developed customized financial plans for high net worth individuals, helping them achieve their long-term wealth management goals.
  • Manager on duty whose responsibilities include overseeing operations within the branch for accuracy and ensured compliance with all federal and state regulations, maintaining meticulous records for auditing purposes.

Personal Banker

JP Morgan Chase
06.2018 - 08.2020
  • Utilized strong interpersonal communication skills during client interactions, resulting in increased trust and fostering long-lasting relationships.
  • Assisted customers with setting up or closing accounts, completing loan applications, and signing up for new services.
  • Maintained compliance with bank policies and regulations while executing various financial transactions for customers.
  • Vault custodian who ensured cash levels were accurate and within the appropriate metrics as well as ordered cash and balanced the vault to ensure accuracy.
  • Generated new business by conducting thorough financial needs assessments and offering tailored products to clients.

Sales Intern

High Tide
02.2018 - 06.2018
  • Door to door sales based in small teams working territories in southeastern Wisconsin
  • Used Salesforce to cut new territories as well as track and manage clients and potential sales as they were made
  • Hit sales quotas for sales met as well as total people contacted each month.

Education

Bachelors in Finance and Psychology -

Columbia Southern University

Undergrad Studies with a concentration in Marketing and Psychology -

University of Milwaukee

Skills

  • Cash Flow Management
  • Insurance Planning
  • Client Relations
  • Long-Term Care Planning
  • Donor-advised funds
  • Retirement planning
  • Portfolio Management
  • Asset Allocation
  • Investment strategies
  • Alternative Investments

References

  • Minna Dinh, Prior Manager JP Morgan Chase, 1-262-783-8913
  • Katy Hess, Private Client Banker JP Morgan Chase, 1-262-560-6190
  • Cindi Sue Riggs, Current Branch Operations Lead JP Morgan Chase, 1-262-691-5896

Certification

  • Securities Licenses Series 7 - Financial Industry Regulatory Authority (FINRA).
  • Securities Licenses Series 63 - Financial Industry Regulatory Authority (FINRA).
  • Securities Licenses Series 6 - Financial Industry Regulatory Authority (FINRA).
  • Wealth Management Certified Professional
  • Accident and Health License – Minnesota Department of Insurance.
  • Variable Annuity License — Minnesota Department of Insurance.

Timeline

Wealth Management Advisor

Northwestern Mutual
06.2023 - Current

Mortgage Underwriter

Bank of England
08.2022 - 06.2023

Licensed Banker / Manager On Duty

JP Morgan Chase
08.2020 - 08.2022

Personal Banker

JP Morgan Chase
06.2018 - 08.2020

Sales Intern

High Tide
02.2018 - 06.2018

Bachelors in Finance and Psychology -

Columbia Southern University

Undergrad Studies with a concentration in Marketing and Psychology -

University of Milwaukee

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