Summary
Overview
Work History
Education
Skills
Certification
Languages
Interests
Timeline
Generic

NIKHAD TEYYUBZADE

San Diego,CA

Summary

Strong leader and problem-solver dedicated to streamlining operations to decrease costs and promote organizational efficiency. Uses independent decision-making skills and sound judgment to positively impact company success.

Overview

7
7
years of professional experience
1
1
Certification

Work History

Manager, Trade Analyst, Risk

Charles Schwab
09.2023 - 07.2025
  • Perform risk, fraud, and credit reviews of client orders (retail and institutional) to ensure compliance with all regulatory and company trading policies.
  • Responsible for ensuring that customer orders get to the execution points quickly, efficiently, and accurately, while protecting clients and the firm from excessive risk.
  • Manage extended hours trading order flow (including trade error mitigation)
  • Engage with exchange service support team processes, coordination with securities lending, and help the trading operations system team.

Manager, Institutional Trade Review

TD Ameritrade Institutional
04.2022 - 09.2023
  • Perform risk, fraud and credit reviews of client orders (retail and institutional) to ensure compliance with all regulatory and company trading policies.
  • Responsible for ensuring that customer orders get to the execution points quickly, efficiently, and accurately, while protecting clients and the firm from excessive risk.
  • Manage extended hours trading order flow (including trade error mitigation)
  • Engage with exchange service support team processes, coordination with securities lending, and help the trading operations system team.

Senior Relationship Manager

TD Ameritrade Institutional
04.2022 - 09.2023
  • Communicate with Registered Investment Advisors via inbound and outbound phone calls /emails; often requiring research and decision making
  • Independently addresses clients’ needs to the appropriate extent, referring them to additional resources as needed
  • Carried out advisor instructions in an accurate manner to achieve desired qualitative and quantitative outcomes
  • Effectively analyzed situations, applied knowledge of relevant products and services to resolve matters
  • Proactively identified inefficiencies, and resolves by way of defining standard work

Relationship Manager

TD Ameritrade Institutional
04.2022 - 09.2023
  • Handled incoming advisor and client phone calls to provide operational expertise, shared industry and organizational best practices, troubleshot complex situations and resolved service issues
  • Acted as a liaison between the internal support teams, including Sales, Risk Management, Trading, Retirement Accounts, Technology, advisors and clients
  • Educated advisors and clients on processes, services and procedures of the company platforms
  • Worked together with clients to solve problems and create a positive client experience
  • Communicated and listened to create lasting business relationships

Financial Representative

Thrivent Financial
06.2018 - 05.2019
  • Worked with clients to support understanding of rationale and details of financial strategies.
  • Educated clients on various financial matters and provided professional recommendations on investment opportunities, products, and services based on each clients' individual needs
  • Maintained high standards of customer service by building relationships with clients.

Education

Bachelor of Science - Business Administration - Financial Services

San Diego State University
San Diego, CA
12.2017

Skills

  • Strategic planning
  • Work prioritization
  • Problem-solving
  • Dependable and responsible
  • Critical thinking
  • Task prioritization
  • Attention to detail
  • Customer service
  • Risk management
  • Decision-making

Certification

  • Series 66 Exam (NASAA Uniform Combined State Law Examination) 2018-07-24
  • Series 7 Exam (General Securities Representative Qualification Examination) 2018-08-05

Languages

Russian

Interests

Watching and Playing Soccer

Timeline

Manager, Trade Analyst, Risk

Charles Schwab
09.2023 - 07.2025

Manager, Institutional Trade Review

TD Ameritrade Institutional
04.2022 - 09.2023

Senior Relationship Manager

TD Ameritrade Institutional
04.2022 - 09.2023

Relationship Manager

TD Ameritrade Institutional
04.2022 - 09.2023

Financial Representative

Thrivent Financial
06.2018 - 05.2019

Bachelor of Science - Business Administration - Financial Services

San Diego State University

Similar Profiles

CREATE PROFILE