Summary
Overview
Work History
Education
Skills
Accomplishments
Affiliations
Timeline
Generic

Nikki Doan

Roseville

Summary

Risk management professional with proven ability to identify and mitigate risks, ensuring organizational stability. Known for collaborative approach and delivering results through strategic planning and execution. Adaptable to changing needs, with strong analytical and problem-solving skills valued by employers.

Overview

5
5
years of professional experience

Work History

Risk Management Specialist

Community Choice Credit Union
01.2021 - Current

BSA/AML Related

  • Clearing Verafin Alerts including Account Fraud, BSA/AML, CDD/EDD and Watchlist
  • Processing CTR's and SAR's
  • Responding to 314b Requests
  • Source of Funds Review
  • Membership Termination Review
  • OFAC alert review and clearance
  • Fraud Investigation
  • Criminal Case Filing
  • Support Retail and Member Contact Center via phone, email and chat with suspicious activity review

Cannabis Related

  • Shield Engage Application Review
  • Cannabis Transaction Adjustments
  • Cannabis Related CTR and SAR Filing
  • CDD/EDD Alerts
  • Shield Assure Case Review



Education

CFCI-Criminal Financial Crimes Investigator -

IAFCI-International Association of Financial Crimes Investigators
01.2025

CUCE-Credit Union Compliance Expert - undefined

CUNA-Credit Union National Association
01.2024

CBSAP-Certified Bank Secrecy Act Professional - undefined

CUNA-Credit Union National Association
01.2023

Skills

  • Claim reviews
  • Operational risk management
  • Internal audits
  • Incident investigations
  • Risk reporting
  • Data analysis
  • Compliance monitoring
  • Due diligence
  • Data analytics
  • Risk mitigation
  • Internal controls
  • Loss prevention programs

Accomplishments

  • Implemented reporting Suspected Closure due to Fraud to Chexsystems
  • Implemented setting transactions to Common Courier on Cannabis Related CTRs

Affiliations

IAFCI-International Association of Financial Crimes Investigators

Timeline

Risk Management Specialist

Community Choice Credit Union
01.2021 - Current

CUCE-Credit Union Compliance Expert - undefined

CUNA-Credit Union National Association

CBSAP-Certified Bank Secrecy Act Professional - undefined

CUNA-Credit Union National Association

CFCI-Criminal Financial Crimes Investigator -

IAFCI-International Association of Financial Crimes Investigators

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