Niomi Lucero
Chandler
Summary
Highly motivated and focused individual with 16 years of experience in the finance industry. Skilled in balancing and reconciling cash & shares activity for our house accounts. Experienced in collaborating with cross-functional teams to resolve issues promptly. Skilled in working under pressure and adapting to new situations and challenges to best enhance the organizational brand. Known for strong communication, teamwork, and adaptability, ensuring seamless operations. Adept at leveraging my expertise to drive efficient and accurate financial processes.
Overview
16
16
years of professional experience
Work History
Operation Team Generalist - Trade Activity Recon/Custody Recon
Edward Jones
01.2021 - Current
- Reconciled 098 Sell A/C & 098 CNS
- Reconciled multi-million-dollar mutual funds account and researched exceptions within a 10-day aging period
- Created the Buy A/C process map, along with documentation, and job aids for high-risk daily/monthly mutual funds trading cash accounts
- Involved in process improvements, the deep dive & creating the Buy A/C process map in efforts to reshape reconciliation processes and programs for all mutual fund trading accounts
- Valuable participant in the multiple Core Tabletop Risk discussions that included CNS/098 Settlement, ETF, Buy, Sell, 719, 818 Critical Process Reviews
- Assist in pulling several contents for internal and PWC audits
- Act as a coach to new associates joining the reconciliation team
Recon Specialist II - Mutual Fund A/C Recon/Reconciliation Activity
Edward Jones
09.2013 - 09.2021
- Reconciled daily mutual fund US 003 Advisory Fee A/C, 719 Error, 818 A/C, 8217 A/C, Buy A/C, Sell A/C, US Wired Funds, small money A/C, CDSC Fee A/C and commission A/C
- Responsible for processing the Daily Conversions, 529 Conversions, Daily Exchange, Div
- Gain/loss, Prime Mix Entries, 719-month end, Scripts, & Mismatch
- Assisted in viewing match passes & create match groups in Frontier to help keep volume in Recon down
- Created Power Points & presented to the team on uncommon Scenarios that may happen & improvements on the way we process entries
- Created several spreadsheets of job aids for both Canada and US to help understand & research items as we reconcile daily
Recon Specialist I - Mutual Fund A/C Recon
Edward Jones
09.2009 - 09.2013
- Helped supporting the area through the Canadian conversion
- Reconciled daily mutual funds 866, 888, Wired Funds, 098 Settlement, Commission A/C & Error A/C for Canada
- Communicated with fund companies and other associates to resolve outstanding items with accuracy and in a timely matter
- Assisted in updated all the Job Aids for the Canada A/C to make sure they were up to date
- Valid member of the Recognition Committee as far as making sure we recognize Birthdays, Anniversary and help with Department Team Building Events
Education
High School -
Chandler High School
Chandler, AZ05.1996
Skills
- Microsoft Excel
- Frontier
- Visio
- OneNote
- Salesforce
- Power BI
- Analytical Thinking
- Communication
- Collaboration
- Problem Solving
- Attention to Detail
- Training and Development
- Adaptability
Timeline
Operation Team Generalist - Trade Activity Recon/Custody Recon
Edward Jones
01.2021 - Current
Recon Specialist II - Mutual Fund A/C Recon/Reconciliation Activity
Edward Jones
09.2013 - 09.2021
Recon Specialist I - Mutual Fund A/C Recon
Edward Jones
09.2009 - 09.2013
High School -
Chandler High School
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