Noelle Henry
Washington,District of Columbia
Summary
Diligent and highly motivated securities attorney with two years of experience in enforcement litigation at the Public Company Accounting Oversight Board (PCAOB). Former Honors Attorney with a strong foundation in corporate and securities law, focused on investigations into violations of federal securities laws and auditing standards. Proven success managing complex domestic and international investigations, including securing $3.375 million in settlements from nine affiliated accounting firms for regulatory violations. Skilled in legal research, drafting, negotiation, and regulatory enforcement strategy. Licensed in North Carolina, with bar admission pending in New York and Washington, D.C. Seeking to leverage enforcement experience in a corporate-focused associate role at a dynamic law firm.
Overview
2
2
years of professional experience
Work History
Counsel in the Division of Enforcement
Public Company Accounting Oversight Board (PCAOB)
07.2024 - Current
- Conducted investigations into potential violations of the federal securities laws and professional standards in public company audits
- Drafted and reviewed legal documents for investigations, settlements, and hearings
- Conducted legal research and conferred with colleagues with subject matter expertise to develop strategies and arguments in preparation for testimony and hearings
Honors Attorney
Public Company Accounting Oversight Board
09.2023 - 07.2024
- Assisted with and conducted domestic and international investigations, including taking testimony of individuals in different jurisdictions globally.
- Reviewed and analyzed pertinent laws and legal precedents.
- Analyzed legal documents and identified issues for investigations into potential violations of the federal securities laws and professional auditing standards.
Legal Intern in the Division of Enforcement and Investigations
Public Company Accounting Oversight Board (PCAOB)
01.2023 - 05.2023
- Reviewed and organized documents and outlines for testimony, and later attended testimony
- Performed legal and general research and drafted memoranda.
- Researched and analyzed legal issues and precedent for investigations
SEC Legal Scholar in the Division of Enforcement
Securities and Exchange Commission (SEC)
09.2022 - 11.2022
- Conducted case research and supported the investigation of possible violations of the federal securities laws
- Drafted legal memos and documents, such as testimony outlines, needed to further the SEC’s litigation and enforcement efforts
Legal Extern in Compliance
Shake Extractions
07.2022 - 10.2022
- Researched state and federal laws to streamline the release of hemp-related products
- Drafted multiple contracts and agreements, including management agreements and deal memos
Legal Intern in Employee Benefits Compliance
McGriff Insurance Services
06.2022 - 07.2022
- Provided guidance to clients on compliance questions regarding ERISA, the Tax Code, and other federal laws
- Drafted publications and presentations to be utilized by the compliance team and account managers within McGriff
Research Assistant
Wake Forest University School of Law
05.2022 - 09.2023
- Utilized transcripts to draft teachers’ manuals on sustainable corporations and ESG to be utilized in connection with the first Sustainable Corporations textbook and published in the book’s online companion
Legal Intern in Enforcement
Financial Industry Regulatory Authority (FINRA)
05.2021 - 08.2021
- Conducted research, provided case overviews, and reviewed case files for evidence that supports legal findings in connection with the securities industry and ensuring broker-dealer compliance with federal securities laws, FINRA, NASD, NYSE, and MSRB rules
- Prepared documents, evidence, and questions to take testimony of broker-dealers in furtherance of legal investigations
Education
Juris Doctor -
Wake Forest University School of Law
Winston-Salem, NC05.2023
Bachelor of Arts - English, Business
University of Texas
Austin, TX05.2020
Skills
- Legal research
- Case analysis
- Legal writing
- Case management
- Legal compliance
- Federal securities law, including FINRA rules, and auditing standards
- Settlement negotiation
- Corporate litigation
Interests And Skills
- Worked in marketing and global public relations as an undergraduate student
- Participated in 3 half-marathons and plan to participate in a full marathon
- Eligible to work in U.S. and U.K.
Timeline
Counsel in the Division of Enforcement
Public Company Accounting Oversight Board (PCAOB)
07.2024 - Current
Honors Attorney
Public Company Accounting Oversight Board
09.2023 - 07.2024
Legal Intern in the Division of Enforcement and Investigations
Public Company Accounting Oversight Board (PCAOB)
01.2023 - 05.2023
SEC Legal Scholar in the Division of Enforcement
Securities and Exchange Commission (SEC)
09.2022 - 11.2022
Legal Extern in Compliance
Shake Extractions
07.2022 - 10.2022
Legal Intern in Employee Benefits Compliance
McGriff Insurance Services
06.2022 - 07.2022
Research Assistant
Wake Forest University School of Law
05.2022 - 09.2023
Legal Intern in Enforcement
Financial Industry Regulatory Authority (FINRA)
05.2021 - 08.2021
Bachelor of Arts - English, Business
University of Texas
Juris Doctor -
Wake Forest University School of Law
Similar Profiles
Samuel CookSamuel Cook
CONTROLLER/CFO at Confidential CompanyCONTROLLER/CFO at Confidential Company
Muna BhandariMuna Bhandari
Employee Experience Coordinator (Contract) at Public Company Accounting Oversight BoardEmployee Experience Coordinator (Contract) at Public Company Accounting Oversight Board
Thomas J. BarryThomas J. Barry
Paralegal at Public Company Accounting Oversight BoardParalegal at Public Company Accounting Oversight Board
Joy PalmerJoy Palmer
Team Member at Learning Resources CenterTeam Member at Learning Resources Center
Lailah HorsfordLailah Horsford
Cadet at US Army ReserveCadet at US Army Reserve