Osvaldo De Los Santos
Prudential Financial
Woodbridge,NJ
5
years of professional experience
Work History
Investment Operations Specialist
1 Year 1 Month- Analyze and validate market value submissions, ensuring accurate reporting and classification of inflows, outflows, appreciation/depreciation, YTD distributions, YTD realizations, and market values supporting enterprise-wide AUM reporting across PGIM’s approximately $1.5 trillion asset management platform.
- Serve as a primary AUM point of contact and subject-matter expert, leading cross-functional collaboration with business units, Corporate Controllers, and internal stakeholders to resolve complex reporting issues and ensure accurate financial reporting.
- Oversee a four-person team responsible for the AUM parenting process, managing the research and mapping of 100+ client and business relationships monthly to their ultimate parent companies. Ensure relationship data is accurate and reliable for senior leadership’s marketing, reporting, and strategic decision-making.
- Directly supervise and develop a team member, providing training, coaching, and guidance on AUM processes and financial reporting while reviewing work for accuracy and compliance with established standards.
Investment Operations Analyst
2 Years 11 Months- Support Prudential Financial business units, including Fixed Income, JENNISON, QMA, PGIM Private Capital, and Real Estate, as well as Corporate Controllers, in the monthly consolidation and management of enterprise-wide Assets Under Management (AUM).
- Review and validate 2,000+ fund and client workflows, collaborating with internal and external business partners to ensure accurate asset classification, coding, and reporting requirements.
- Verify Net Asset Value (NAV) accuracy and prepare submission files containing fund and client data using Excel VLOOKUPs, PivotTables, and other functions for upload into the enterprise AUM database.
- Perform reconciliations, research, and variance analysis to identify and resolve discrepancies, ensuring the accuracy and integrity of the AUM database and financial reporting.
Advisory Analyst
7 Months- Supported a tier 1 bank to determine their planning approach, operating structure to manage and task the delivery of the programs/milestones/deliverables to decrease various business risks as per described by the OCC.
- Created/maintained a master tracker which provided a holistic view of project statuses.
- Responsible for weekly status reporting to monitor the progress of programs based on stakeholder’s management strategies.
Advisory Intern
2 Months- Supported a broker-dealer client in the triage and assessment of customer complaints regarding their securities business and operational issues, including service level response times, trade execution discrepancies, and account servicing as required by FINRA rule 4530.
- Maintained project status reports and provided client status updates on deliverables and open requests.
- Developed an increased knowledge of wealth management business models, specifically the fintech wealth management landscape.
Education
Bachelor of Science - Finance
MBA - Business Administration
Skills
Technical Tools: Bloomberg Terminal
S&P Capital IQ
IBM Cognos Analytics
Microsoft Office Suite (Advanced Excel: VLOOKUPs
PivotTables)
Financial & Operational Expertise: Assets Under Management (AUM) Reporting
Financial Analysis & Modeling
Data Governance
Variance Analysis
Portfolio & Fund Workflows
Risk & Regulatory Compliance (OCC
FINRA)
Project & Team Management: Cross-Functional Leadership
Project Management Office (PMO)
Mentorship & Staff Development
Client Relationship Management
Languages: Fluent in English and Spanish
LEADERSHIP EXPERIENCE
- Formed part of the Prudential Global Investment Management Employee Quotient Committee to increase and maintain a high employee retention rate through the creation of events and surveys (e.g., Game Day, Picnics, Public Speakers).
- Created 10+ PowerPoint presentations for Deloitte senior management to win deals/ projects to bring in revenue.
Timeline
Investment Operations Specialist
Prudential Financial
07.2025 - CurrentRead More
Investment Operations Analyst
Prudential Financial
08.2022 - 07.2025Read More
Advisory Analyst
Deloitte
01.2022 - 08.2022Read More
Advisory Intern
Deloitte
06.2021 - 08.2021Read More
Kean University
Bachelor of Science from Finance
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University of Illinois At Urbana-Champaign
MBA from Business Administration
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