Pam Raeisi
Los Angeles,CA
Summary
Highly organized and reliable Wealth Analyst with over 7 years of experience in the banking and financial industries. Accomplished and results-oriented professional offering exceptional attention to detail and analytical skills. Capability, initiative and accountability to execute assignments with minimal direction/supervision. Proficient at creating, analyzing and interpreting reports and being able to communicate the findings across all levels of the organization. Currently studying for Level 1 of the Chartered Financial Analyst to expand knowledge and skills.
Overview
7
7
years of professional experience
3
3
Certifications
Work History
Private Wealth Analyst II
City National Bank
Century City, CA
07.2019 - Current
- Provide specialized financial planning support for clients with diverse portfolios and individual needs
- Guide clients through compiling important financial histories and documentation for evaluation
- Exceed goals through effective task prioritization and great work ethic
- Use critical thinking to break down problems, evaluate solutions and identify compatible investments and services
- Lead team of four analysts and evaluate methods to identify opportunities for improvement
Senior Registered Client Service Associate
TIAA Financial Services
Santa Monica, CA
12.2018 - 07.2019
- Created annual and quarterly performance reports and investment proposals for clients and prospects
- Helped large volume of customers every day with positive attitude, professionalism and focus on customer satisfaction
- Coordinated client meetings to offer expert, individualized service, driving sales and boosting brand loyalty
- Effective liaison between customers and internal departments.
Registered Client Service Associate
Merrill Lynch
Santa Monica, CA
04.2017 - 12.2018
- Provided dedicated operational and sales support to multiple financial advisors with ultra high-net worth clients
- Completed financial goal analysis for clients to illustrate historical portfolio performance
- Served as the initial point of contact for clients and provided them with proactive support to enhance the relationship and client experience
- Conducted trustee, enrollment, financial wellness and other meetings at regularly scheduled intervals
Senior New Account Principal
Farmers Financial Solutions
Agoura Hills, CA
04.2015 - 04.2017
- Actively reviewed new account and transaction documentation in accordance with company and FINRA industry rules and regulations
- Analyzed suitability of each investment/transaction, account and payment to ensure proper for each client
- Provided agents with evaluation and reasoning when their submission was rejected to prevent future offenses
Education
Bachelor of Science - Finance
California State University-Northridge
Northridge, CA06.2006
Skills
- Proficiency in Microsoft Excel and PowerPoint
- Investment and performance analysis
- Strong presentation and communication capabilities
- Financial reporting and modeling
- Ad-hoc analysis
- Experience with Bloomberg, Morningstar and SalesForce
Certification
Series 7, Series 63 and Series 65-All Active
Chartered Financial Analyst-Level 1 Candidate
Timeline
Private Wealth Analyst II
City National Bank
07.2019 - Current
Senior Registered Client Service Associate
TIAA Financial Services
12.2018 - 07.2019
Registered Client Service Associate
Merrill Lynch
04.2017 - 12.2018
Senior New Account Principal
Farmers Financial Solutions
04.2015 - 04.2017
Bachelor of Science - Finance
California State University-Northridge
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