Paul Colter
Dallas,TX
Summary
Detail-oriented compliance analyst experienced in conducting research and compliance investigations. Demonstrates productivity, responsibility, and insightful decision-making. Seeks to apply years of experience to a new role at a successful organization.
Overview
11
11
years of professional experience
1
1
Certification
Work History
Compliance Analyst
Global Payments
Richardson, TX
08.2021 - Current
- Ensured compliance with relevant regulatory requirements by regularly reviewing and monitoring applicable laws, regulations, and policies.
- Conducted thorough investigations to identify possible breaches of the company's compliance policies.
- Monitored legislation for impact on organization's operations.
- Attended meetings with external auditors to discuss compliance audit results.
- Collaborated across organizational departments to create and implement compliant solutions.
Regulatory Compliance Analyst
Ambit Energy
Dallas, TX
01.2014 - 01.2021
- Investigated customer complaints related to compliance issues and reported findings as required.
- Participated in external audits conducted by governmental agencies or other third parties.
- Collaborated with stakeholders from various departments to develop effective strategies for meeting compliance objectives.
- Prepared documents detailing findings from investigations into potential violations of applicable laws, regulations or industry standards.
- Coordinated with outside counsel when needed regarding litigation involving alleged violations of rules and regulations.
Education
Some College (No Degree) - English Composition
Tennessee State University
Nashville, TNSkills
- Knowledge of Regulatory Standards
- Skilled in Conducting Investigations
- Developing Corrective Strategies
- Detailed Compliance Review
- Data Reporting Skills
- Analytical Research Skills
Certification
- Proficient in PCI Compliance and Regulatory Compliance, which has helped my transition to Data Quality.
Timeline
Compliance Analyst
Global Payments
08.2021 - Current
Regulatory Compliance Analyst
Ambit Energy
01.2014 - 01.2021
Some College (No Degree) - English Composition
Tennessee State University