Summary
Overview
Work History
Education
Skills
Timeline
Generic
PETER TYLOR NOWELL

PETER TYLOR NOWELL

San Anselmo,CA

Summary

I am a seasoned Global Asset Trading, Client/Portfolio Service Associate who specializes in order management, trade execution, portfolio rebalancing, and investment operations.

You will find me to be a highly conscientious employee who takes pride in demonstrating a consistent devotion to trade compliance, asset allocation while paying high attention to client portfolio construction, asset management and periodic/on-demand cash needs.

Decades of experience in the financial services and investment industry have blessed me with an ability to make a multitude of decisively informed decisions within challenging and dynamic time frames.

I am confident that being a multifaceted team-player, possessing strong communication skills specific to the trading and investment industry, makes me an ideal candidate for this role.

Overview

32
32
years of professional experience

Work History

Client Success Specialist:

Valley Oak Wealth Management
Novato, CA
07.2024 - Current
  • Trade rebalancing of model portfolios within the Strategic Asset Management platform.
  • Servicing of advisory and brokerage accounts for cash, trading, administrative needs.
  • Daily reconciliation of asset trading, cash management, corporate actions and account activity.
  • Updating of client relationship management database with detailed records of client requests, operational tasks, trade activity and asset/portfolio objectives.

Private Investor:

Self
San Anselmo, CA
01.2019 - 07.2024
  • Engaged in portfolio management, rebalancing and administration.
  • Reviewed global equity, ETF, mutual fund and fixed income research.
  • Initiated investments in cryptocurrencies and NFTs.

Principal/CIO:

Tylor Nowell Investment Advisors
San Anselmo, CA
09.2017 - 12.2018
  • Opened an independent financial advisory firm in Marin County.
  • Interviewed investors to determine income, expenses, financial objectives and risk tolerance for financial planning.
  • Educated clients on product suitability, asset diversification and the advantages/disadvantages of active versus passive investing.

CIO/Financial Advisor:

Alders Financial Solutions
Novato, CA
08.2013 - 07.2017
  • Offered full-service investment advice and products to existing and new clients; refined financial planning tools and resources.
  • Directed trading and administration of retirement, college and managed accounts; oversight of trading, cash management, asset transfers and mutual fund investments.
  • Constructed proprietary global asset portfolio models; transitioned $50 million in assets to (in-house directed) advisory accounts.

Proprietary Equity Trader:

Self
San Anselmo, CA
01.2011 - 07.2013
  • Identified speculative opportunities and employed updated strategies for trading, investing and conservation of wealth.
  • Assimilated technical analysis of market indices and industry sectors.
  • Adopted equity options and short-term trading strategies.

Partner/Head Trader:

Sterling Johnston Capital Mgmt., LP
SF, CA
01.2005 - 01.2011
  • Implemented Eze Castle trade order management system to provide electronic order connectivity, pre/post trade compliance, and best execution practices; minimized trade errors, settlement delays and cost of execution.
  • Introduced modernized trading platforms and customized algorithmic trading for sourcing illiquid securities.
  • Integrated SS&C software for daily cash and position reconciliation.
  • Managed soft and hard dollar institutional research commission budget.

Senior Trader:

Sterling Johnston Capital Mgmt., LP
SF, CA
01.2002 - 12.2004
  • Assisted in portfolio management, account administration and research dissemination.
  • Executed program, block, algorithmic and high-touch trading.
  • Pre-open auditing of accounting platform, asset pricing, security information and corporate activity.
  • Compiled daily performance, attribution and trade reports for CIO, investment team and research analysts.
  • Completed monthly portfolio accounting and performance reporting for long-only and hedge fund products.

Institutional Client Group:

OffRoad Securities, Inc.
SF, CA
01.2000 - 10.2002
  • Raised $4 million issuance for an executive search firm's VC fund.
  • Sourced accredited investors for mezzanine finance opportunities.
  • Reviewed business plans submitted for private placement deals.

Registered Sales Associate:

PaineWebber, Inc.
SF, CA
11.1993 - 06.1999
  • Supported a top performing team within institutional sales.
  • Conducted prime brokerage business, soft-dollar trading, stock option finance and syndicate account allocations.
  • Promoted to Institutional Sales Trader for PaineWebber's San Francisco branch.

Education

B.S. - Managerial and Agricultural Economics

University of California
Davis
01.1994

Skills

  • Exceptional client servicing to institutional, international and retail clients
  • Vast awareness of global markets, financial products, portfolio management and trade execution platforms
  • Accomplished in trade operations, account administration, transactional reconciliation and cash management
  • Experience hiring, training and managing employees for brokerage and investment management firms
  • Dedicated and flexible team player with excellent written and verbal communication skills

Timeline

Client Success Specialist:

Valley Oak Wealth Management
07.2024 - Current

Private Investor:

Self
01.2019 - 07.2024

Principal/CIO:

Tylor Nowell Investment Advisors
09.2017 - 12.2018

CIO/Financial Advisor:

Alders Financial Solutions
08.2013 - 07.2017

Proprietary Equity Trader:

Self
01.2011 - 07.2013

Partner/Head Trader:

Sterling Johnston Capital Mgmt., LP
01.2005 - 01.2011

Senior Trader:

Sterling Johnston Capital Mgmt., LP
01.2002 - 12.2004

Institutional Client Group:

OffRoad Securities, Inc.
01.2000 - 10.2002

Registered Sales Associate:

PaineWebber, Inc.
11.1993 - 06.1999

B.S. - Managerial and Agricultural Economics

University of California

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