Overview
Work History
Timeline
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Priyanka Ghosh

Experienced Information Technology Audit And Risk Manager
Short Hills,NJ

Overview

9
9
years of professional experience

Work History

Technology Audit Leader (Audit Manager) -VP

Bank Of New York Mellon Corp
Jersey City, NJ
01.2019 - Current
  • Technology Audit Manager responsible for managing audit integrated with the business audit assessing application technology controls and control gaps supporting various business line.
  • Have performed audits across Investment management, Treasury Services, ,Trading desks, Operations processes including trade correction, middle office management, clearing and settlement, Prime Brokerage services, Securities Finance, Repo Finance, credit and market risks, Anti Money Laundering processes, liquidity management, Regulatory reporting, Tax processes and wealth management, horizontal audits spanning across various business lines impacting Firm's Data Governance.
  • On a quarterly basis managed multiple audits simultaneously including planning, quality execution and reporting of audits.
  • Performed a comprehensive evaluation of the risk management and internal controls activities in consultation with other departments (e.g. second line of defense such as risk, compliance)
  • Managed teams consisting of staff based out of India, Europe and delivered audit on time and within budget . Drafted a thorough and reliable conclusion and findings to senior management along with thoughtful recommendations for action or improvement wherever applicable
  • Successfully positioned myself as a liaison between Tech audit and various business and technology teams. Maintained continued professional decorum through quarterly continuous monitoring activities and presentations.
  • Additionally, I led multiple stretch assignment for audit department initiatives around Agile audit methodology adoption, new audit software assessment and UAT testings, yearly risk assessment for audit planning activities, data management controls testing and adoption mindset within the dept, provided regular training and on the job transitions for 10 new hires until they were managing audits independently.
  • Participated in audit validations and closure verifications and provided assurance , the results of which are reported to the senior management.


Internal Audit Associate

Morgan Stanley
New York, NY
07.2015 - 01.2019
  • Assessed internal control risks of network through information system audits.
  • Identified management control weaknesses and provided value added suggestions for remediation.
  • Determined effectiveness of current control structures.
  • Prepared working papers, reports and supporting documentation for audit findings.
  • Performed auditing work in accordance with rigorous auditing standards and principles.
  • Identified control gaps in processes, procedures and systems through in-depth research and assessment and suggested methods for improvement.

Information Technology Audit Intern

Morgan Stanley
New York , NY
06.2014 - 08.2014
  • Developed understanding of company audit methodology, approach and tools while working under supervision of licensed auditors.
  • Identified major risk areas and gaps in internal controls, process notes and risk control matrices to plan and perform audit procedures.

Timeline

Technology Audit Leader (Audit Manager) -VP

Bank Of New York Mellon Corp
01.2019 - Current

Internal Audit Associate

Morgan Stanley
07.2015 - 01.2019

Information Technology Audit Intern

Morgan Stanley
06.2014 - 08.2014

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Priyanka GhoshExperienced Information Technology Audit And Risk Manager