RADHIKA RADZIK MATHUR
Jersey City,USA
Summary
Strategic leader with extensive experience in program management and digital transformation, specializing in cloud technologies and, finance and compliance technology solutions. Proven ability to optimize business processes and drive collaboration across cross-functional teams. Expert in vendor management, IT integration, and agile practices, passionate about implementing innovative solutions to enhance operational efficiency
Overview
20
20
years of professional experience
Work History
Director Legal & Compliance Technology
Vista Equity Partners
New York, New York
04.2025 - Current
- Facilitated stakeholder meetings to align on strategic goals and operational priorities.
- Promoted collaboration among teams through establishment of open communication channels.
- Established relationships with vendors and suppliers to secure favorable terms for materials or services.
- Created detailed plans outlining timelines, goals, budgets, staffing needs and other requirements for projects.
- Coordinated activities with other departments to expedite work and improve collaboration.
SVP - GLOBAL HEAD OF COMPLIANCE, LEGAL & CLIENT ONBOARDING TECHNOLOGY
Jefferies LLC
NY
09.2011 - 03.2025
- Developed and implemented strategic trade surveillance plans to consolidate vendor platforms ensuring a cost-effective optimal outcome
- In partnership with key internal stakeholders, created a risk-based surveillance governance structure to streamline prioritization, accountability and decision-making process
- Manage Electronic Communication surveillance vendor platform and work closely with internal messaging, telecom teams and surveillance managers
- Engaged with internal stakeholders and vendor to identify areas of improvement within the overall framework governing the AML, Sanctions screening program and Restricted/Watch List
- Established Governance frameworks for regulatory reporting such blue sheets, 13F filings
- Provide strategic direction and leadership for policy & procedure maintenance, registration & certifications platforms, traceability matrices and compliance portal
- Collaborate with legal stakeholders for legal hold and e-discovery vendor platform implementation
- Partner with key stakeholders on regulatory exams (NFA / SEC) and findings
- Optimized and modernize existing systems by leveraging snowflake for data marts, cloud computing and microservices architectures
- Experience in document and contract management leveraging cloud technologies, AI and vendor solutions
- Identified areas for improvement within the onboarding process through regular feedback from Sales, Compliance, Legal, Credit and Operation teams.
SVP - DATA & CORPORATE FINANCE TECHNOLOGY
Jefferies LLC
NY
- Provide governance and control framework for account reference data used by Corporate Finance
- Manage and guide financial control development team, managing centralized Sub Ledger and corporate finance data projects
- Work with auditors and regulatory teams for financial reporting and SOX audits
- Co-ordinate with Risk, Treasury, Operations teams on development and integration goals to streamline processes and improve metrics
- Optimize and automate financial controller processes to utilize upcoming technologies and move away from manual excel based processes.
VP - CORPORATE TECHNOLOGY
Jefferies LLC
NY
- Assist the audit team in performing a SOX Audit for Jefferies Data Service and Sub Ledger projects
- Liaison with key stakeholders to identify project priorities
- Provide weekly / monthly / quarterly status to management teams on projects progress, budgets and resource allocations
- Provide direction to the team in implementing enhancements and bug fixes.
SENIOR SOFTWARE ENGINEER
Momentum
NY
03.2010 - 09.2011
- Design and develop report for controllers and management
- Assist business in defining reporting requirements
- Support users in their daily processes including adjusting and reporting P&L and balance sheet
- ETL development and debugging for loading front and back-office feeds in sub-ledger. Java, PL/SQL and SQL code development and debugging.
SENIOR ASSOCIATE / SENIOR BA
ALaS
NY
10.2006 - 03.2010
- Product and Release Management including creation of roadmap, release schedules and release documents
- Provided complete support for document management and Basel rules application including training for users after upgrades and new installations
- Converted Cognos reports to Jasper reports systematically by leveraging Cognos SDK to retrieve report XMLs. Integrate SSO for Cognos security, create reports and manage business-related metadata using Framework manager
- Implemented, modified and debug Oracle database procedures, SQL query re-writes for performance tuning
- Designed and developed ETL processes using Talend / Informatica. Developed and tested java code for new enhancements and dashboards
- Automated test-cases for unit testing and stress tests.
SOFTWARE DEVELOPER
HedgeOp Compliance
NY
10.2005 - 08.2006
- Designed and coded new platform for web-based access
- Designed and generated compliance and AML reports using web services and COM components
- Conversion of existing classic ASP site to .NET site including database design
- Conducted unit testing, integration testing, and system testing to ensure code functionality and application quality.
Education
Masters - Computer Science
Hofstra University
NY05.2005
Post Graduation - Computer Information Science
National Center for Software Technology
IndiaBachelors - Physics
Mumbai University
IndiaSkills
- Compliance technology
- Finance technology
- Program management
- Business process optimization
- Vendor management
- Digital transformation and cloud technologies
- Agile practices
- IT change management and integration
- Document control
- MS Project expertise
- Confluence proficiency
- JIRA utilization
- MS Office Suite (Excel, PowerPoint, Word)
- Visio capabilities
- PL/SQL and SQL expertise
- Oracle systems knowledge
- Talend ETL and TWS scheduling experience
- Alteryx and Xceptor skills
- JSP development experience
- Java programming expertise
- Hibernate framework knowledge
- Struts framework skills
- Spring security (Acegi) understanding
- JavaScript coding skills
- VBA programming knowledge
- Python scripting
Timeline
Director Legal & Compliance Technology
Vista Equity Partners
04.2025 - Current
SVP - GLOBAL HEAD OF COMPLIANCE, LEGAL & CLIENT ONBOARDING TECHNOLOGY
Jefferies LLC
09.2011 - 03.2025
SENIOR SOFTWARE ENGINEER
Momentum
03.2010 - 09.2011
SENIOR ASSOCIATE / SENIOR BA
ALaS
10.2006 - 03.2010
SOFTWARE DEVELOPER
HedgeOp Compliance
10.2005 - 08.2006
SVP - DATA & CORPORATE FINANCE TECHNOLOGY
Jefferies LLC
VP - CORPORATE TECHNOLOGY
Jefferies LLC
Masters - Computer Science
Hofstra University
Post Graduation - Computer Information Science
National Center for Software Technology
Bachelors - Physics
Mumbai University