Raghav Bhagat
Las Vegas
Summary
Results-driven Financial Advisor and Client Relationship Manager with a proven track record of driving practice growth through strategic financial planning and client engagement. Skilled in identifying long-term financial solutions and managing complex client priorities. Recognized as a top-tier producer and innovator, having piloted premier service programs that set new precedents for wealth management transitions within the Ameriprise Personal Wealth Group network.
Overview
4
4
years of professional experience
1
1
Certification
Work History
Client Relationship Manager
Ameriprise Financial Services, LLC
03.2025 - Current
- Directly support clients through holistic financial planning, aligning investment strategies with long-term goals and risk tolerances.
- Ranked Top 3 out of 10,000+ advisors across the firm during a standout Q2, engaging 38 new financial planning relationships for the practice.
- Piloted the practice’s Premier Client Transfer Program, establishing the gold standard for how the Ameriprise Personal Wealth Group services and integrates field clients transferred into the practice.
- Drive measurable practice growth by effectively increasing outside asset inflows and managed account AUM.
- Mastered the conversion of new relationships into long-term GDC-contributing accounts through high-touch engagement and specialized advice.
Client Support Associate
Ameriprise Financial Services, LLC
10.2024 - 03.2025
- Facilitated day-to-day operations and client inquiries, ensuring high-touch service and retention.
- Managed administrative requirements for financial plans and account transitions.
Client Support Associate in Training
Ameriprise Financial Services, LLC
06.2024 - 10.2024
Due Diligence Intern
StartUpNV
03.2024 - 05.2024
- Conducted intensive market research and due diligence for Nevada’s statewide business incubator and startup accelerator.
Associate Intern
Aspen Alpha Advisors
09.2022 - 10.2023
- Gained hands-on experience in financial data analytics, investor relations, and client acquisition.
- Built and maintained professional connections to drive value propositions through multiple outreach channels.
Education
Bachelor of Science in Business Administration - Finance
University of Nevada
Reno05.2024
Skills
- Comprehensive Financial Planning
- Asset Allocation & Managed Accounts (AUM)
- Client Relationship Management (CRM) and Client Transitions
- Practice Growth & Asset Inflow
- Relationship Building and Rapport-Building
Certification
- CRPC (Chartered Retirement Planning Counselor)
- Series 7 – General Securities Representative Exam
- Series 66 – Uniform Combined State Law Exam
- SIE – Securities Industry Essentials Exam
- Insurance Broker License – Life, Accident, Health, Variable Life & Variable Annuity (Nevada)
Timeline
Client Relationship Manager
Ameriprise Financial Services, LLC
03.2025 - Current
Client Support Associate
Ameriprise Financial Services, LLC
10.2024 - 03.2025
Client Support Associate in Training
Ameriprise Financial Services, LLC
06.2024 - 10.2024
Due Diligence Intern
StartUpNV
03.2024 - 05.2024
Associate Intern
Aspen Alpha Advisors
09.2022 - 10.2023
Bachelor of Science in Business Administration - Finance
University of Nevada