Summary
Overview
Work History
Education
Skills
Websites
Accomplishments
Certification
Timeline
Generic

Richard Dunphy

Duxbury,Massachusetts

Summary

Recently concluded a highly successful 20yr+ Wall Street career. Excelled at client development and cultivating lasting relationships. Core strengths are integrity, empathy, and grit. Superior people skills.

Overview

21
21
years of professional experience
1
1
Certification

Work History

VP Institutional Sales

DA Davidson
Boston, MA
08.2020 - 06.2022

Managed a 10bb book of Fee Based, Registered Investment Advisor clients focussed on all aspects of fixed income investments.

VP Institutional Sales

Truist Financial
Boston, MA
10.2014 - 08.2020

Responsible for a book of Registered Investment Advisors with assets ranging from 100mm to 6bb, for fixed income products. Excelled by offering unique solutions and guidance on asset allocation, sector selection and duration.

Director of Sales

High Frequency Economics
White Plains, NY
08.2012 - 10.2014

Responsible for a $10mm book of subscription based, World Class Macro Research. Point person for key Hedge Funds, Global Investment Banks, Pension Managers and Mutual Fund relationships. Instituted top down selling strategy.

VP Adviser Fixed Income Sales

Fidelity Capital Markets
Boston, MA
09.2005 - 08.2012

Helped desk grow revenue by 83% ($ 2mm to $ 12mm). Doubled sales staff (5 to 10). Crafted business plans, hired new talent, mentored junior salespeople and sales assistants, Changed perception of that desk on trading floor.

National Institutional Fixed Income Sales Mgr

Fidelity Capital Markets
Boston, MA
09.2000 - 11.2004

Increased sales production by 45% ( $ 18.4mm to $ 33mm). Co-Managed 28 sales professionals in 5 cities. Responsible for sales strategy and production targets, personnel hiring, mentoring and compliance.

Education

Providence College
Providence, RI

Fordham University
The Bronx, NY

Skills

  • Sales and Sales Management
  • Mentoring and talent development
  • Client centric solution provider
  • "All of Client" philosophy

Accomplishments

* Fidelity Presidents Club 2000, 2008, 2012.

* Fidelity Capital Markets "Making a Difference" 2009.

* Providence College 1973 NCAA Final Four.

* Fordham Univ Basketball Captain 1977

* Professional Basketball Sydney Australia 1977-1980.

Certification

Series 7, 63.

Timeline

VP Institutional Sales

DA Davidson
08.2020 - 06.2022

VP Institutional Sales

Truist Financial
10.2014 - 08.2020

Director of Sales

High Frequency Economics
08.2012 - 10.2014

VP Adviser Fixed Income Sales

Fidelity Capital Markets
09.2005 - 08.2012

National Institutional Fixed Income Sales Mgr

Fidelity Capital Markets
09.2000 - 11.2004

Providence College

Fordham University
Richard Dunphy