Overview
Work History
Education
Skills
Timeline
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Richard M. Mejia III

New York

Overview

7
7
years of professional experience

Work History

Trading Services Analyst

JP Morgan
07.2022 - Current
  • -Municipal Bond Operations
  • -Working directly with Underwriters in closing out new issue municipal bond deals from inception to final closeout
  • -Handled reconciling and paying out co-managers for Municipal bond deals adhering to all G-11 requirements

Client Resolution Specialist

UBS
09.2017 - 07.2022
  • -Managed Accounts
  • -Worked directly with assisting Financial Advisors in the account opening process as well as day to day operations for all managed account types that UBS offers
  • -Was a member of the managed account escalation team which worked in cohesion with other members of the team when a resolution could not be found
  • It was our responsibility to problem solve
  • -Responsible for training new employees on the desk
  • Assisted with product knowledge as well as how to conduct oneself while on the phone with financial advisors
  • -Trading Operations
  • -Was on the team responsible for assisting FA’s with the rollout of the new trading platform (Vestmark)
  • -Responsible for advising Financial Advisors on the various trade types the system would offer and what was best suited for them
  • -Capital Markets
  • -Worked to assist Financial Advisors with products such as Taxable Fixed Income, Municipals, Structured Products, and Foreign Exchange through the UBS system

Education

Bachelor of Science - Marketing

Adelphi University, Robert B. Willumstad School of Business

Skills

  • Microsoft office
  • Analytical thinking
  • MS Excel
  • Time management

Timeline

Trading Services Analyst

JP Morgan
07.2022 - Current

Client Resolution Specialist

UBS
09.2017 - 07.2022

Bachelor of Science - Marketing

Adelphi University, Robert B. Willumstad School of Business

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Richard M. Mejia III