Richard Thomas
Enumclaw,WA
Summary
Adept at transforming complex financial concepts into actionable strategies, I leveraged portfolio management skills and effective client engagement to enhance clients' financial well-being. With a track record of entrepreneurial oversight and a knack for simplifying intricate topics, my expertise in risk management has consistently driven client success.
Overview
11
11
years of professional experience
Work History
Financial Advisor, CPFA, CRPC
dba Weststar Prosperity Partners
Enumclaw, USA
03.2020 - Current
- Bringing clarity and purpose to clients' financial lives through financial planning and investment management.
- Transform intricate topics into actionable strategies.
- Customized financial workflows to meet changing objectives.
- Streamlined approach through consistent strategy meetings.
- Richard holds FINRA Series 7, 63, and 65 registrations, CRPC and CPFA certifications, and CA Insurance #0M14021.
Financial Advisor
I3 (Investment, Insurance, Insight)
01.2019 - 02.2020
- Managed portfolio of households and qualified plans.
- Conducted client meetings for detailed investment strategy planning.
- Developed customized financial strategies for clients, aligning with their long-term goals and risk tolerance.
- Recruited new clients through proactive marketing initiatives and word-of-mouth referrals.
Financial Advisor
CUSO Financial Services, LP
03.2017 - 12.2018
- Implemented financial plans and insurance strategies specifically tailored to the client's financial goals.
- Followed-up with clients regularly and implemented consultative techniques to stay on top of financial means and objectives.
- Answered clients' questions regarding details of financial plans and strategies and explained data in easy-to-understand terms.
Senior Financial Advisor
Cashman Consulting
06.2014 - 03.2017
- Managed private wealth clients and 401(k) plans.
- Assisted clients with planning for and funding retirements using mutual funds and other strategies.
- Responded promptly to inquiries from customers via phone or email regarding their accounts or questions they may have had about the services offered by the firm.
Education
B.A. - Political Science, Economics
Washington State University
01.1989
Skills
- Risk Management Strategie
- Portfolio Management Skills
- Effective Client Engagement
- Simplifying Complex Concepts
- Entrepreneurial Oversight
- Retirement Needs Assessment
Timeline
Financial Advisor, CPFA, CRPC
dba Weststar Prosperity Partners
03.2020 - Current
Financial Advisor
I3 (Investment, Insurance, Insight)
01.2019 - 02.2020
Financial Advisor
CUSO Financial Services, LP
03.2017 - 12.2018
Senior Financial Advisor
Cashman Consulting
06.2014 - 03.2017
B.A. - Political Science, Economics
Washington State University
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