RITA FINELLI
Compliance Professional
Cincinnati,OH
Summary
Compliance Specialist with 15 years of experience in ensuring compliance with industry regulations and standards. Proven ability to identify and mitigate risks, develop and implement compliance programs, and train employees on compliance policies and procedures. Seeking a role in a fast-paced, growth-oriented organization where I can use my skills and experience to make a significant contribution.
Overview
11
11
years of professional experience
Work History
Team Lead
Byrider
11.2021 - Current
- Lead a team of 5 compliance specialists
- Coordinate workflow with team members team goals and deadlines are met in a timely manner
- Develop processes to ensure consistent results
- Evaluate the effectiveness of company policies and procedures
- Propose changes for review by upper-level management
- Stay updated with the regulatory environment by obtaining educational certificates (NAF and CDIA)
- Create and execute a thorough compliance initiative that covers regulatory mandates such as UDAAP, SCRA, OFAC, and Reg Z
- Develop and maintain strong working relationships with each operations department to ensure the Culture of Compliance adherence is followed throughout the company.
- Collaborated with other department leads to streamline workflows, improve interdepartmental coordination, and achieve business goals collectively.
- Promoted a positive work environment by fostering teamwork, open communication, and employee recognition initiatives.
- Implemented process improvements that led to reduced turnaround times for critical tasks without compromising quality.
- Trained new team members by relaying information on company procedures and safety requirements.
- Held weekly team meetings to inform team members on company news and updates.
Compliance Specialist
Byrider
11.2012 - 10.2021
- Perform audits on Franchise 1.0, Byrider Direct, and BDRO locations to verify compliance with state regulations and to identify and address any potential violations of UDAAP, FTC, UCC, or CFPB regulations
- Conduct operational process monitoring for Company Store locations and CNAC Central Processing
- Ensure accuracy and timeliness of on-site audits by liaising with store management in advance to review work flow and provide guidance in necessary audit documentation
- Prepare audit reports for review by management summarizing audit findings including but not limited to compliance, effectiveness of internal controls, and potential risk exposure
- Prepare follow up reports to ensure corrective actions are taken based on audit findings.
Education
Bachelor of Business Administration – Management -
Skills
Compliance auditing
Risk management
Regulatory knowledge
Policy development and implementation
Employee training and development
Communication and interpersonal skills
Attention to detail
Analytical and problem-solving skills
Strong work ethic and commitment to excellence
Regulatory Compliance
Trend tracking
Performance monitoring
Complaint resolution
Operations Management
Workplace Safety
Work Planning
Teamwork and Collaboration
Flexible Schedule
Problem-Solving
Attention to Detail
Team Check-Ins
Team motivation
Goal Setting
Continuous Improvement
Time management abilities
Reliability
Written Communication
Multitasking
Relationship Building
Time Management
Audit reporting
Volunteer Experience
- Caregiving – Lala Maryem Center for Abandoned Children - Morocco (September 2012)
- Caregiving – Step Up Centre Daycare Nursery School - Tanzania (September 2013)
- Assistant Coordinator for annual dance benefit show in Warren, OH (2002, 2020)
- Volunteer at Red Oak Animal Rescue (2020-present)
Timeline
Team Lead - Byrider
11.2021 - Current
Compliance Specialist - Byrider
11.2012 - 10.2021
Kent State University - Bachelor of Business Administration – Management,