ROBERT DRUMMOND
Newark,DE
Summary
Detail-oriented and analytical Compliance Testing Specialist and Senior Regulatory Audit Consultant with 6 years of experience in financial services compliance, risk management, regulatory testing, internal audit, regulatory compliance, control effectiveness testing, and fraud risk assessment. Adept in both financial and project management environments, with a proven track record of identifying control weaknesses, performing end-to-end compliance testing, delivering high-quality audits, enhancing internal controls, and working cross-functionally to ensure adherence to federal regulations including OCC and CFPB guidelines. Knowledgeable in community development and medical facilities compliance. Eager to contribute expertise to the organization's commitment to operational excellence and regulatory integrity.
Overview
17
17
years of professional experience
Work History
Technician
Drummond Cleaning Professionals
01.2024 - Current
- Maintain OSHA compliance through training, site assessments, and safe work practices.
- Manage client relationships and commercial/residential contracts.
- Ensure high sanitation standards using hospital-grade products.
- Conduct monthly site assessments to strengthen client retention and satisfaction.
Night Auditor
Sonesta ES Suites
07.2023 - 09.2024
- Managed financial reports and reconciliations using Opera/Opera Cloud.
- Oversaw overnight operations including training and supervision of night staff.
- Served as security liaison and emergency response coordinator.
- Maintained financial integrity and performed room audits for accuracy.
Senior Audit Consultant
Protiviti
12.2022 - 02.2023
- Led OTA/OET/DET test execution and control effectiveness validations.
- Developed audit work programs, risk matrices, and process narratives.
- Assessed sustainability and business process controls.
- Delivered customer impact analyses and remediation planning.
- Led and executed internal audits across a variety of business units to ensure compliance with regulatory standards and internal policies.
- Designed audit programs, conducted risk assessments, and provided strategic recommendations to senior stakeholders.
- Collaborated closely with project teams to develop innovative solutions for operational and financial risks.
- Streamlined audit processes, reducing review times by 15% while maintaining high-quality standards.
Senior Audit Consultant
Boston Consulting Group (BCG)
01.2021 - 02.2022
- Designed and executed control validation strategies for regulatory issues.
- Conducted Fair Lending MRA validation and compliance testing.
- Performed OCC/CFPB consent order and UDAAP remediation assessments.
- Evaluated enterprise-wide compliance programs (SAP) and performed third-party risk testing.
Compliance Specialist
Bank of America
12.2007 - 10.2019
- Collaborated on test design and issue resolution with senior compliance officers.
- Delivered high-quality analytical assessments, monthly reporting deliverables and document test results in accordance with corporate testing standards and regulatory expectations.
- Conduct comprehensive compliance testing reviews and reviewed transactions for compliance with SCRA, FCRA, ECOA, and USPA for both consumer and commercial banking operations.
- Evaluate internal control effectiveness and identify compliance risks related to regulatory requirements.
- Collaborate with stakeholders to develop remediation plans and ensure timely implementation.
- Supported internal audits and compliance testing activities across lending and investment banking lines.
- Assisted in the design of risk-based compliance monitoring plans.
- Reviewed policies and procedures to ensure alignment with OCC and CFPB regulations.
- Worked with business units to provide guidance on risk mitigation strategies.
- Utilize Enterprise Compliance Risk Management (ECRM) platforms to document and track findings.
Education
Project Management Certified (CAPM) -
University of Delaware
Newark, DE04.2021
City Community Developer - undefined
Cinnaire - Jumpstart Wilmington
Wilmington, DE09.2021
Culinary Arts / ServSafe Manager Certification - undefined
Delaware Technical Community College
Stanton, DE07.2020
Associate Degree - Business
Delaware Technical and Community College
06.2005
Skills
- Regulatory compliance audit
- Regulatory testing and documentation
- IQ/OQ/PQ validation proficiency
- Community Development & Project Management
- Internal Audit Planning & Execution
Personal Information
Title: Senior Regulatory Audit Consultant | Compliance Specialist
Timeline
Technician
Drummond Cleaning Professionals
01.2024 - Current
Night Auditor
Sonesta ES Suites
07.2023 - 09.2024
Senior Audit Consultant
Protiviti
12.2022 - 02.2023
Senior Audit Consultant
Boston Consulting Group (BCG)
01.2021 - 02.2022
Compliance Specialist
Bank of America
12.2007 - 10.2019
City Community Developer - undefined
Cinnaire - Jumpstart Wilmington
Culinary Arts / ServSafe Manager Certification - undefined
Delaware Technical Community College
Associate Degree - Business
Delaware Technical and Community College
Project Management Certified (CAPM) -
University of Delaware
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