Steve Slowstein

MY practice is focused on securities litigation/arbitration and regulatory enforcement matters before FINRA and the SEC and CFTC. In the past I have advised broker/dealers, investment advisers, securities industry professionals and defrauded investors in varied litigation, arbitration and regulatory matters.

I have also represnted corporate clients in the transactional work involved with initial public offerings, private sales of securities, issuance of stock or other securities and mergers and acquisitions. In this capacity they also assist companies in complying with securities laws and regulations which ultimately serves to benefit consumers

Legal research, preparing bench memos, drafting orders and opinions, proofreading the judge's orders and opinions, verifying citations, communicating with counsel regarding case management and procedural requirements, and assisting the judge during courtroom proceedings