Rodney Martin
Venice,FL
Summary
Financial Auditor
Meticulous professional with a strong background in reviewing financial statements, identifying discrepancies, and providing detailed financial analysis. Excels in creating internal controls, preparing reports, and ensuring compliance with regulations. Manages multiple projects and meets tight deadlines.
Overview
38
38
years of professional experience
Work History
Financial Auditor
Randstad Corporate Services
Rockville, MD
06.2024 - 01.2025
Financial Auditor
FINRA
New York City, NY
02.2008 - 04.2023
- Built relationships with clients by providing superior customer service
- Developed comprehensive understanding of Generally Accepted Accounting Principles
- Reviewed internal processes for compliance with applicable regulations
- Provided training and guidance to junior team members on audit procedures and techniques
- Performed risk-based assessments to identify areas of potential noncompliance
- Identified process improvements that could enhance operational efficiency
- Analyzed financial statements and identified discrepancies
- Maintained up-to-date knowledge of industry trends, regulatory changes, and best practices
- Conducted interviews with management and staff to gain further insight into operations
- Exercised sound judgment when evaluating transaction documentation
- Assisted in preparing financial statement disclosures, footnotes, and other related documents
- Prepared detailed audit reports to document findings and recommendations
Vice President of Operations
FISERV Securities
Philadelphia, PA
02.2005 - 06.2007
- Led teams to drive operational excellence and deliver customer satisfaction
- Maintained up-to-date knowledge of industry trends, regulatory changes, and best practices in order to remain competitive
- Fostered positive relationships with external vendors through timely communication, negotiation, and collaboration
- Demonstrated strong leadership skills while managing a team of 50+ employees across multiple departments
- Negotiation and Conflict Resolution
Vice President of Operation Risk Management
Morgan Stanley
New York City, NY
02.1987 - 02.2005
- Served as valued partner to president and executive team to develop and execute holistic strategies
- Represented business unit at external customer meetings and internal company functions, aiding business development
- Developed and implemented effective strategies for organizational growth, increasing revenue by 20% in the first year of operation
- Attended and participated in industry events, expanding knowledge, and relationships
Education
CCNY
New York CitySkills
- Active Listening
- Fund Accounting Software
- Internal Control Systems
- Financial Operating Systems
- Corrective Actions
- Accounts Payable and Accounts Receivable
- Time Management
- Microsoft Office
- Sarbanes-Oxley (SOX)
- Financial Statement Review
- Goal Development
- Accruals and Provisions
- Results Orientation
- Business Operations and Forecasting
- Bookkeeping and Reconciliation
- Critical Thinking and Analysis
- GAAP Accounting Practices
- Quality Assessments
- Business Operations Analysis
- Resource Monitoring and Control
- Test Financial Controls
- Accounting Terminology
Accomplishments
Audited, discovered and disclosed various financial institutions for not being in capital compliance.
Timeline
Financial Auditor
Randstad Corporate Services
06.2024 - 01.2025
Financial Auditor
FINRA
02.2008 - 04.2023
Vice President of Operations
FISERV Securities
02.2005 - 06.2007
Vice President of Operation Risk Management
Morgan Stanley
02.1987 - 02.2005
CCNY