RONALD ANWAR
Deltona,FL
Summary
Investment professional with proven track record in managing portfolios, risk assessment, and strategic financial planning. Strong focus on fostering team collaboration and adapting to changing market dynamics to achieve optimal results. Expertise in asset allocation, market analysis, and client relationship management. Reliable and flexible, ensuring consistent performance and growth.
Overview
17
17
years of professional experience
1
1
Certification
Work History
Investment Manager
LPL Financial
05.2023 - Current
- Business Development for individual clients and 401k clients
- Responsibilities included portfolio management for clients’ utilizing SMA’s, mutual funds, and individual securities.
Retirement Services District Manager
ADP Retirement Services
06.2017 - 01.2022
- Responsible for Retirement Plan Sales to ADP payroll clients as well as prospecting non-ADP payroll clients.
- Build relationships with a focus on Retirement Plan Advisors at wirehouses, independent firms, CPA’s and Partner TPA firms.
- Initiate underwriting, pricing and investments for prospective deals.
- Conduct platform finals presentations with corporate clients & business owners.
- Facilitate marketing via media platforms such as LinkedIn.
Financial Advisor
LPL Financial
06.2016 - 06.2017
- Independent wealth management practice. Responsibilities included portfolio management for clients’ utilizing SMA’s, mutual funds, and individual securities.
- Involved in the client’s financial planning process to identify income gaps, insurance needs, and all estate planning needs.
Vice President
Wells Fargo Advisors
03.2015 - 06.2016
- Financial advisor primarily focusing on SMA’s and UMA’s to high-net-worth clients of the bank.
Vice President Financial Advisor
JP Morgan Securities Investments
03.2012 - 03.2015
- Managed over $60 million in client accounts primarily invested in managed accounts and individual mutual funds included high-net-worth clients
Sales Trainer/Financial Consultant
Essex National Securities
01.2010 - 03.2012
- Sales coach for 60 licensed bankers.
- Responsible for retail investment sales to customers who required more sophisticated financial planning services.
- Tripled investment revenue from 2010 to 2011.
Regional Vice President
Nationwide Financial
11.2008 - 01.2010
- Mutual fund wholesaler responsible for driving sales on the West Coast as well as partnering with Nationwide variable annuity wholesalers.
- Finished December 2009 at 250% of goal.
Education
BA - History
Atlantic Union College
Lancaster, MASkills
- Proficient in ClientWorks, EMoney, MoneyGuidePro MS Word, Excel, and PowerPoint
Certification
Series 7, 66, 63 and New York and New Jersey Life Insurance License
CREDENTIALS
Certified Plan Fiduciary Advisor, Chartered Retirement Planning Counselor
Timeline
Investment Manager
LPL Financial
05.2023 - Current
Retirement Services District Manager
ADP Retirement Services
06.2017 - 01.2022
Financial Advisor
LPL Financial
06.2016 - 06.2017
Vice President
Wells Fargo Advisors
03.2015 - 06.2016
Vice President Financial Advisor
JP Morgan Securities Investments
03.2012 - 03.2015
Sales Trainer/Financial Consultant
Essex National Securities
01.2010 - 03.2012
Regional Vice President
Nationwide Financial
11.2008 - 01.2010
BA - History
Atlantic Union College