Rosybel Landeros

• Sole controls specialist for AssetMark (TAMP) accounts where CIBC acts as sub-advisor.
• Perform daily internal controls including reconciling feeds, resolving trade and funding issues, and managing negative balances.
• Support risk management through NAR report correction tracking and quality assurance of client letters.
• Partner with internal audit and compliance functions to support control testing and documentation.

Client Support Specialist – Account Opening Team (10/2021 – 05/2024)

• Conducted quality assurance reviews for high-volume new account openings ensuring regulatory compliance and accuracy.
• Supported the SEI platform integration project; led training for new hires and front office personnel.
• Maintained high attention to detail to mitigate operational risk and improve account onboarding processes.

• Supported Relationship Managers by preparing and reviewing legal documents and compliance reports for new investment accounts.
• Conducted OFAC screening and documentation verification in compliance with FINRA/SEC requirements.
• Led pilot client services role and developed training protocols that have now been adopted firm-wide.

• Promoted through multiple roles including auto finance underwriter I and credit report analyst.
• Recognized as a top performer nationally; assisted with ATM servicing and internal audits.
• Ensured accuracy in credit approval for all clients and supported KYC/AML compliance efforts.