Overview
Work History
Education
Skills
Objective
Languages
Timeline
Generic

Saad Ahmed

Hicksville,NY

Overview

6
6
years of professional experience

Work History

KYC Services Director

Morgan Stanley & Co LLC
02.2021 - Current
  • Managed & Assisted several global KYC teams to process 4000+ regulatory periodic refreshes.
  • Enhanced team collaboration through regular communication with GFC, Business Units, CTAG Advisory, Financial Crime Risk, and CORDS (Operations).
  • Implemented innovative solutions to solve complex KYC problems, resulting in increased productivity and streamlined operations.
  • Strengthened internal controls by reviewing existing KYC policies and procedures, ensuring compliance with regulatory requirements.

KYC / Business Analyst

Genpact, LLC (Leading European Bank)
04.2019 - 02.2021
  • Responsible for completing KYCs for New Onboarding/ Account Opening of bank's diversified corporate, healthcare, real estate, infrastructure finance, and Financial Institution clients.
  • Utilize Regulatory Data Corp to screen (AML Screening / OFAC screening/ World Check) client's related structure parties and mitigate any alerts in conjunction with U.S and European compliance teams.
  • Ensure Financial Institution clients are compliant with BSA / USA Patriot Act and analyze company's AML policy to ensure proper systems are in place.
  • Assist in completion of global remediation KYCs to meet regulatory deadlines while maintaining a team average quality score of 99%.
  • Assemble structural improvements to overall KYC process through five areas: digital tooling, compliance policies, screening, corporate governance, and regulatory monitoring.

Client Onboarding

Randstad Professionals US, LLC (Leading U.S. Bank)
07.2018 - 02.2019
  • Assisted in uplifting 440,000 Wealth Management KYCs in JPMS to the new standards. Maintained zero aged periodic reviews through 2018, maintained a QC return rate below 1.75 percent.
  • Assisted in opening 10,000+ new accounts in alignment with GFCC standards of JPMS. Took lead on New FA accounts that had same day SLAs deadlines in opening, processing, and KYC completions.
  • Delivered new KYC regulatory initiatives results, including THOR FinCen, Customer/Account due diligence rule requirements(including e-consent) and NAICS Alignment.

Education

BBA - Finance

Baruch College, Zicklin School of Business (NYC)

Skills

    MS Excel(macros, pivots, lookups)

    Bloomberg Terminal

    Lexis Nexis

    Morcom(AO) Connect(Pilot AO)

    Salesforce

    Quickbooks

Objective

Full KYC experience, leverage trade processing/reconciliation experience, solid quantitative, and communication skills. Working with various front office teams, European / Asian / U.S. Compliance teams, and senior management in order to maintain proper CIP. Monitoring regulatory trace transactions, reviewing customer's AML documents and policies to ensure compliance.

Languages

English, Spanish, & Urdu/Hindi

Timeline

KYC Services Director

Morgan Stanley & Co LLC
02.2021 - Current

KYC / Business Analyst

Genpact, LLC (Leading European Bank)
04.2019 - 02.2021

Client Onboarding

Randstad Professionals US, LLC (Leading U.S. Bank)
07.2018 - 02.2019

BBA - Finance

Baruch College, Zicklin School of Business (NYC)

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Saad Ahmed