Summary
Overview
Work History
Education
Skills
Certification
CME1
Timeline
Generic

Saleh Mushabbab AlQahtani

Tampa,FL

Summary

To improve knowledge in the investment sector and use my skills and ability to contribute to the college I am studying at.

Overview

9
9
years of professional experience
1
1
Certification

Work History

HSBC Saudi Arabia, Securities Services
06.2018 - 03.2023
  • Ensure all foreign exchange transactions are processed
  • Ensure all fund transfers (inward & outward remittances) are processed including Euro clear
  • Save all Incoming swift messages and distribute to all department on daily basis
  • Escalate issues pertaining to instructions, mismatches etc
  • To the client services teams(s)
  • Monitor cash transactions to ensure these are only for securities related purposes.

Brokerage
06.2016 - 06.2018
  • To make sure that all settlement instructions are processed with relevant Custodians
  • To settle all confirmed trades (All Markets)
  • Save all Incoming swift messages and distribute to all department on daily basis
  • To receive daily Trade Tickets, matched against blotter and issue Discrepancy with Broker and Business; as required
  • Ensure Cash Flow are Managed on daily basis and Funds are covered prior to settlement
  • Ensure Corporate Action are Processed / Paid / Responded to Custodian on Timely basis
  • To ensure full compliance with the relevant FIM guidelines and seek to exceed these requirements where possible
  • To upload prices for International Market and Equity Local.

Account Operations

09.2014 - 06.2016
  • Operation management
  • Opening investment accounts with portfolios
  • Transfer teller
  • Investment Accounts and portfolios responsible (Open, link account with portfolio, Update and Close)
  • Courses
  • Course in (how to finance your project)
  • Attended (Venture Capital Forum)
  • Four months English course.

financial inspector

Maaden, Saudi Arabian Monetary

Education

Bachelor degree - finance & investment

Imam Muhammad Ibn Saud Islamic University
Riyadh ,Saudi Arabia
06.2012

High Diploma - Management of Finance and Investment

Institute of Public Administration (IPA)
Riyadh ,Saudi Arabia
08.2014

Skills

  • Great ability to work with financial statements
  • Great communication skills
  • Ability to work under pressure
  • Safety Awareness
  • Budget Administration
  • Strategic Planning

Certification

  • International Introduction to Securities and Investment (CME-1A).

General Saudi Capital Market Rules and Regulations (CME-1B).

CME1

 - The International Introduction to Securities and Investment Certificate is a foundational certificate offered by CISI to those who wish to work in the capital markets .

 

- The General Saudi Capital Market Rules and Regulations is a foundational regulatory certificate that gives an overview of the Saudi capital market. In addition, it covers the most prominent topics related to the CMA regulations, such as the Securities Business Regulations, the Capital Market Institutions Regulations, in addition to the Anti-money Laundering and Counter-terrorist Financing rules, prohibitions and systems and controls. 

Timeline

HSBC Saudi Arabia, Securities Services
06.2018 - 03.2023

Brokerage
06.2016 - 06.2018

Account Operations

09.2014 - 06.2016

financial inspector

Maaden, Saudi Arabian Monetary

Bachelor degree - finance & investment

Imam Muhammad Ibn Saud Islamic University

High Diploma - Management of Finance and Investment

Institute of Public Administration (IPA)

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Saleh Mushabbab AlQahtani