Samantha Smith
Greenville ,SC
Summary
Accomplished Senior Financial Crime Risk Analyst with a proven track record at TD Bank, enhancing risk mitigation and operational efficiency through expert data interpretation and scenario analysis. Excelled in developing strategic plans and training programs, significantly improving team productivity and compliance. Skilled in Microsoft Excel and fostering professional relationships, demonstrating exceptional analytical and mentoring abilities.
Overview
15
15
years of professional experience
Work History
Senior Financial Crime Risk Analyst
TD Bank
11.2023 - Current
- Review Suspicious Activity Report to check validity and recommend actions to minimize risk.
- Identified threats, vulnerabilities and suspicious behavior patterns to recommend mitigation measures.
- Established trusting relationship with mentee by maintaining professionalism and honoring confidentiality.
AML Operations Analyst II- Further Investigation
TD Bank
03.2023 - 11.2023
- Identified threats, vulnerabilities and suspicious behavior patterns to recommend mitigation measures.
- Mentored new hires, resulting in stronger staff development and increased productivity.
- Monitored and reported trainee progress, introducing new learning tools to address individual needs.
- Established trusting relationship with mentee by maintaining professionalism and honoring confidentiality.
- Created individualized mentoring plans for mentees, promoting personal growth and development.
Risk Specialist
Spero Financial Credit Union
02.2018 - 03.2023
- Developed and delivered compliance training to team members and bank staff.
- Teach employees how to control risks at front line.
- Identified threats, vulnerabilities and suspicious behavior patterns to recommend mitigation measures.
- Developed short-term goals and long-term strategic plans to improve risk control and mitigation.
- Advised senior managers on policy strategies for reducing liability and preventing losses.
- Strengthened internal controls by working closely with auditors during annual reviews, addressing identified weaknesses promptly.
- Enhanced communication channels across departments by facilitating open discussions on emerging risks and mitigation strategies.
- Produced and filed reports to inform senior management of current activities and progress with investigations.
- Enhanced risk management processes by implementing advanced statistical analysis and data modeling techniques.
Service Manager
Wells Fargo
03.2010 - 02.2018
- Hired and trained new workers to improve efficiency of department and cultivate productive work atmosphere.
- Trained less-skilled service workers on standards, efficiency and conflict resolution for best-in-class customer service.
- Enhanced customer satisfaction ratings by motivating team members to strengthen quality and increase productivity.
- Maintained team productivity and quality of service by establishing and maintaining clear benchmarks.
Education
High School Diploma -
Easley High School
Easley, SC06-2007
Skills
- Microsoft Excel
- Operational Risk
- Scenario analysis
- Patriot Officers
- Data Interpretation
- Risk Mitigation
Timeline
Senior Financial Crime Risk Analyst
TD Bank
11.2023 - Current
AML Operations Analyst II- Further Investigation
TD Bank
03.2023 - 11.2023
Risk Specialist
Spero Financial Credit Union
02.2018 - 03.2023
Service Manager
Wells Fargo
03.2010 - 02.2018
High School Diploma -
Easley High School
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