Samuel Vaughan
Austin,TX
Summary
Dedicated and organized financial professional with outstanding relationship-building and problem-solving skills. Driven to exceed expectations and operate effectively in fast-paced, high-pressure environments. Self-motivated team player adept at cultivating partnerships and building lasting relationships across all demographics and management levels. Dynamic and reliable with exceptional customer service and communication skills.
Overview
15
15
years of professional experience
1
1
Certification
Work History
Associate Financial Advisor
Ameriprise Financial Services, LLC
Austin , TX
2021.06 - Current
- Created presentations for client meetings detailing recommended investments or strategies related to financial planning objectives.
- Provided financial advice and guidance to clients regarding investments, asset allocation, and portfolio diversification.
- Explained complex financial concepts in an easy-to-understand manner to help educate clients about investing principles.
Fixed Income Broker/Dealer
Financial Northeastern Companies
Fairfield , NJ
2015.05 - 2021.06
- Developed long-term relationships with customers by providing personalized service and advice.
- Conducted thorough due diligence prior to making any recommendations or purchases.
- Assisted customers in making informed decisions about their investments based on current market conditions.
Investment Consultant
First Public, LLC
Austin , TX
2009.11 - 2015.04
- Managed customer accounts including updating records of transactions, deposits and withdrawals.
- Prepared presentations, reports and other documents related to investments for clients.
- Provided ongoing support to customers throughout the entire investment process.
Education
Bachelor of Arts - History
University of Texas At Austin
Austin, TX1999-12
Skills
- Client Relations
- Retirement planning
- Advising on investments
- Sales and Marketing
- Relationship building and management
- Asset Allocation
Certification
- CFP®
Timeline
Associate Financial Advisor
Ameriprise Financial Services, LLC
2021.06 - Current
Fixed Income Broker/Dealer
Financial Northeastern Companies
2015.05 - 2021.06
Investment Consultant
First Public, LLC
2009.11 - 2015.04
Bachelor of Arts - History
University of Texas At Austin
- CFP®
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