Summary
Overview
Work History
Education
Skills
Accomplishments
Languages
Timeline
Generic

Sandeep Kohli

Madison,NJ

Summary

Dynamic Compliance Coordinator at Segen LLC, adept at enhancing regulatory compliance through comprehensive policy development and effective training delivery. Demonstrated analytical mindset and strong communication skills, successfully reducing risk exposure and fostering a culture of continuous improvement. Proven track record in conducting audits and managing compliance documentation to support strategic business initiatives.

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Hardworking and organized [Job Title] bringing [Number] years of experience in exceptionally thorough legal research and statutory interpretation. Highly proficient in summarizing and clarifying regulations to promote compliance within and across departments.

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Overview

28
28
years of professional experience

Work History

Compliance Coordinator

Segen LLC
02.2022 - Current
  • Assisted in monitoring compliance with regulatory requirements and internal policies.
  • Supported documentation processes for audits and compliance reviews.
  • Coordinated training sessions to enhance team understanding of compliance protocols.
  • Contributed to the development of compliance-related reports and presentations.
  • Enhanced regulatory compliance by developing and implementing comprehensive policies and procedures.
  • Supported business expansion efforts by conducting risk assessments on new product lines or markets before launch, minimizing potential liability exposure.
  • Contributed towards strategic decision making by providing expert advice on regulatory implications during planning sessions.
  • Managed recordkeeping systems that ensured easy access to essential documents during audits or investigations.
  • Promoted a culture of continuous improvement by regularly seeking feedback from employees and implementing adjustments to policies or procedures as needed.
  • Analyzed trends in internal audit findings to proactively address recurring issues before they led to larger problems or penalties.
  • Increased transparency by creating user-friendly reports that summarized key compliance metrics for senior management review.
  • Conducted thorough audits to identify areas of improvement, resulting in reduced risk exposure.
  • Monitored changes in industry regulations, ensuring company policies remained current and compliant.
  • Established strong relationships with regulators by demonstrating commitment to compliance excellence through open communication channels.
  • Served as liaison between departmental leadership and frontline staff during regulatory inspections, facilitating efficient communication throughout the process.
  • Effectively communicated complex regulations to non-expert stakeholders, fostering engagement and buy-in from all levels of the organization.
  • Demonstrated commitment to professional development by attending industry conferences, seminars, and workshops, staying current on best practices in regulatory compliance.
  • Initiated process improvements that resulted in more efficient workflows within the compliance department while maintaining high-quality output standards.
  • Evaluated third-party vendor practices for adherence to regulatory standards, mitigating potential risks associated with outsourcing activities.
  • Collaborated with cross-functional teams to ensure consistent adherence to regulatory requirements across all departments.
  • Streamlined reporting processes for increased accuracy and timely submission of required documentation.
  • Implemented corrective action plans in response to audit findings, reducing instances of repeat violations significantly.
  • Developed training materials and facilitated workshops for employees, promoting a culture of compliance awareness and understanding.
  • Assisted legal team with research on applicable laws and regulations, ensuring accurate interpretation within company policies and procedures.
  • Managed compliance efforts, reporting and audits.
  • Reviewed documents, files, transcripts, and other records to assess compliance and potential risk.
  • Prepared records and data for regular audits.
  • Prepared and presented comprehensive reports to upper management and audit team, covering issues and recommendations.
  • Consulted with clients on best practices and served as project manager for all process improvements and regulatory initiatives.
  • Developed and delivered training programs to inform new and current employees about compliance issues.
  • Maintained effective working relationships with regulatory authorities, suppliers and customers.
  • Formulated detailed recommendations based on audit findings to support annual planning and definition of goals.
  • Evaluated customer complaints, processes, and all other aspects of operations to assess compliance.
  • Advised division leaders of regulatory risks in business processed and provided recommendations for improvement.
  • Played instrumental role in company-wide risk assessment efforts, supporting enhancements in business processes and controls.
  • Delivered subject matter expertise for internal and external customers on compliance best practices and quality control.
  • Collaborated with contract team to review client contracts and facilitate personnel compliance training.
  • Collaborated with HR and IT to develop and implement code of business and ethics and anti-harassment policies and related personnel training.
  • Liaised with clients to identify and target inefficiencies in areas of risks and business controls, process gaps and workflow discrepancies.
  • Delivered and tracked program training for associates and supervisors to safeguard continuing business relationships.
  • Managed company participation in food safety audits, and reviews by third parties, customers and regulatory agencies.
  • Monitored key food safety KPIs and prepared evaluations, assessments, and reports.
  • Audited food safety practices to evaluate performance and deliver effectiveness of preventive controls.
  • Backed data security and information privacy efforts.
  • Supported marketing team in review and submission of regulatory articles and newsletters.
  • Executed corporate food safety strategies, policies and procedures.
  • Performed regular compliance reviews and audits, identifying non-compliance issues.
  • Addressed compliance issues by developing and implementing corrective action plans.
  • Developed compliance training initiatives and materials, educating staff on regulations.
  • Implemented effective compliance policies and procedures to meet regulatory requirements.
  • Devised and maintained compliance recordkeeping processes to support initiatives.
  • Investigated potential compliance violations and reported findings to senior management.
  • Established and monitored compliance procedures to provide consistent implementation across departments.
  • Analyzed and identified risk areas to determine compliance with applicable laws and regulations.
  • Kept up to date on compliance trends and rulings using meticulous research and study.

Due Deligentce on Imports and Exports

Blossom Intl. Inc.
01.1998 - 01.2022
  • Self-motivated, with a strong sense of personal responsibility.
  • Worked effectively in fast-paced environments.
  • Skilled at working independently and collaboratively in a team environment.
  • Proven ability to learn quickly and adapt to new situations.
  • Excellent communication skills, both verbal and written.
  • Worked well in a team setting, providing support and guidance.
  • Demonstrated respect, friendliness and willingness to help wherever needed.
  • Assisted with day-to-day operations, working efficiently and productively with all team members.
  • Passionate about learning and committed to continual improvement.
  • Worked flexible hours across night, weekend, and holiday shifts.
  • Managed time efficiently in order to complete all tasks within deadlines.
  • Organized and detail-oriented with a strong work ethic.
  • Paid attention to detail while completing assignments.
  • Used critical thinking to break down problems, evaluate solutions and make decisions.
  • Strengthened communication skills through regular interactions with others.
  • Adaptable and proficient in learning new concepts quickly and efficiently.
  • Learned and adapted quickly to new technology and software applications.
  • Proved successful working within tight deadlines and a fast-paced environment.
  • Developed and maintained courteous and effective working relationships.
  • Demonstrated strong organizational and time management skills while managing multiple projects.

Education

Bachelor of Science - English Literature And Pschology

KMC
Delhi University, India
03-1992

Skills

  • Compliance monitoring
  • Clerical writing
  • Legal research
  • Data compilation
  • Analytical mindset
  • Analyzing statistics
  • Legal compliance
  • Compiling data
  • Audit coordination
  • Training delivery
  • Documentation management
  • Auditing
  • Administrative writing
  • Developing compliance programs
  • Statutory research
  • Conducting audits
  • Cross-functional coordination
  • Risk assessment
  • Internal audits
  • Quality management processes
  • Regulatory examinations
  • Document control program
  • Analytical thinking
  • Documentation review
  • Hazard analysis
  • Training and education
  • Analytical problem solving
  • Audit oversight
  • Information gathering
  • Know your customer
  • Food safety compliance
  • Risk assessments
  • Document analysis
  • Staff training
  • Compliance documentation
  • Training development
  • Project management
  • Conducting investigations
  • Training coordination
  • Hazard analysis & critical control points
  • Internal auditing
  • Audit support
  • Risk analysis
  • Quality controls
  • Incident response
  • Protocol review
  • Document reviews
  • Vendor / supplier performance management
  • Process development
  • Process management
  • Key food safety performance indicators
  • Regulatory standards
  • Information security
  • Data evaluation
  • Regulatory documentation
  • SOP writing
  • System development
  • Product recall process
  • Food safety program training
  • Policy revision
  • Investigative skills
  • Risk reviews
  • Regulatory compliance oversight
  • Compliance auditing
  • Data gathering and reporting
  • System management
  • Audits management
  • Legislative monitoring
  • Technical compliance
  • Compliance initiatives
  • Compliance training
  • Litigation support
  • Operations management
  • Basic first aid
  • Legal terminology
  • Policy development
  • Data analysis
  • Critical thinking
  • Process implementation
  • Records review
  • Reporting management
  • Business operations
  • Human resources support
  • Quality control
  • Fee calculations
  • ISO14001:2014 compliance
  • Business intelligence
  • Project oversight
  • Licensing regulations
  • Appeals processing
  • Investigation tactics
  • Fraud investigation
  • Auditing experience
  • Activity monitoring
  • Data security
  • Examination scoring
  • Violations and infractions
  • Risk identification

Accomplishments

  • Achieved [Result] by completing [Task] with accuracy and efficiency.
  • Achieved [Result] through effectively helping with [Task].
  • Documented and resolved [Issue] which led to [Results].
  • Resolved product issue through consumer testing.
  • Used Microsoft Excel to develop inventory tracking spreadsheets.
  • Supervised team of [Number] staff members.
  • Collaborated with team of [Number] in the development of [Project name].
  • Achieved [Result] by introducing [Software] for [Type] tasks.

Languages

English
Full Professional
Hindi
Native or Bilingual

Timeline

Compliance Coordinator

Segen LLC
02.2022 - Current

Due Deligentce on Imports and Exports

Blossom Intl. Inc.
01.1998 - 01.2022

Bachelor of Science - English Literature And Pschology

KMC
Sandeep Kohli