Summary
Overview
Work History
Education
Skills
References
Timeline
Generic

SANDI MOUNT

Rapid City,SD

Summary

Knowledgeable and diligent compliance professional with 9+ years of auditing and training experience.

I offer knowledge of banking regulations, very good communication skills, computer literacy, teamwork, analytical thinking, and a record of ensuring adherence to industry regulations and standards.

I currently specialize in auditing and training for FCRA, Regulation B ECOA, Flood, Reg CC, Marketing and Privacy (Reg P). Also educated in HMDA, Reg Z, SCRA, Fair Lending & UDAAP.

30 years of experience in several different areas of the bank gives me the experience needed to fulfill various duties throughout the bank.

Overview

22
22
years of professional experience

Work History

Senior Compliance Officer

First National Bank
Rapid City, United States
04.2014 - Current
  • Conduct regular audits to ensure adherence to regulatory requirements
  • Provide training to employees on compliance matters
  • Collaborate with internal teams to address compliance issues
  • Monitored employee adherence to company policies, laws, and regulations.
  • Investigated potential violations of applicable rules and regulations.
  • Conducted regular internal audits to ensure compliance with established standards.
  • Drafted reports summarizing findings from audit reviews.
  • Prepared training materials related to government regulations.
  • Stayed abreast of applicable laws for federal regulation to report violations.

Banking Officer

First National Bank
Rapid City, United States
02.2003 - Current
  • Developed relationships with customers to increase sales of bank services.
  • Processed consumer loan applications, evaluated creditworthiness, and approved or denied.
  • Opened new checking, savings and lines of credit for customer accounts.
  • Adhered to bank and legal guidelines for reporting, loan approvals and money handling.
  • Performed daily reconciliation of cash deposits and withdrawals from branch teller operations.
  • Monitored account activity for suspicious or unauthorized transactions.
  • Participated in training programs designed to improve job performance skills.
  • Attended seminars and workshops to stay abreast of industry trends.
  • Trained and supervised staff members within the department.
  • Evaluated employee performance and provided feedback on areas needing improvement.
  • Processed general ledger tickets for expenses and fee income.

Education

Business Administration

National American University - Rapid City
Rapid City, SD

Skills

  • Regulatory Compliance
  • Internal Audit Experience
  • Compliance Monitoring & Reporting
  • Compliance Training for Employees
  • Compliance Reviews
  • Marketing Understanding
  • Consumer Lending

References

References available upon request.

Timeline

Senior Compliance Officer

First National Bank
04.2014 - Current

Banking Officer

First National Bank
02.2003 - Current

Business Administration

National American University - Rapid City

Similar Profiles

CREATE PROFILE
SANDI MOUNT