Sean Carriker
West Chester,PA
Summary
An innovative Financial Services executive with sustained success in the management of large, diverse, global operations. Specialties include Performance Reporting, Digital Reporting, Statement and Confirm processing, Data Management, Data Strategy, Systems integrations, Account opening, Client Invoicing, and Client Reporting Product support. Strengths include business process improvement, strategic planning, project management, vendor management, and strong process and regulatory control. Results have produced improved client functionality with customized scalability, team cohesiveness and morale, and improved efficiency gains while working within a cost reduction environment.
Overview
27
27
years of professional experience
1
1
Certification
Work History
Director, Head of EMEA and AMRS Client Distribution Services
BlackRock
Wilmington, DE
01.2015 - Current
- Responsible for Reporting, Invoicing and Digital reporting platform including product management, strategic direction and operational oversight of production and project management resources in Seattle, Toronto, Delaware, Edinburgh, and Budapest.
Director, Global Head of Client Reporting
Citigroup Private Bank
New York, NY
01.2012 - Current
- Effectively lead and actively managed over 100 staff resources located in the U.S., Zurich, Geneva, London, Chennai, and Singapore.
Director, Head of North America Client Reporting, Managed Account Operations
Citigroup Private Bank
New York, NY
01.2010 - 01.2012
- Responsible for strategic direction and production management in North America for Performance Reporting, Statement Processing, Rendition management, Data Quality with responsibility for Managed accounts fiduciary advisory services, account opening, funding services, regulatory management, and billing.
Director, Head of Client Reporting U.S. & Latin America
Citigroup Private Bank
New York, NY
01.2006 - 01.2010
- Responsible for strategic direction and production management in North America for Performance Reporting, Statement Processing, Rendition management and Data Quality efforts.
Executive Director, Account Opening (Client & Technology Services)
Morgan Stanley
New York, NY
01.2005 - 01.2006
- Managed the Account opening process, Patriot Act Supervision, and Know Your Customer compliance surveillance for all 530 retail branches of the Morgan Stanley Broker Dealer line of business
- Led a staff of 130 employees located in Dallas, Texas.
Executive Director, Head of Client Reporting (Client & Technology Services)
Morgan Stanley
New York, NY
01.2003 - 01.2005
- Managed Statement Processing, The Master Security Database, and Performance Reporting for Retail, Institutional, International and Asset Management
- Managed confirm processing, client mailings, and gain loss reporting for the retail business
- Led 12 individual client reporting teams consisting of 150+ resources
- Rolled out multiple new performance technologies and statement enhancements and implemented numerous process efficiencies and customer facing enhancements, reduced costs, and improved time to market.
Vice President, Head of U.S. Client Reporting (Private Wealth Management)
Morgan Stanley
New York, NY
01.2000 - 01.2003
- Managed statements and Performance reporting groups across divisions, spanning New York, Chicago, Houston, Atlanta, San Francisco, Los Angeles, London, Glasgow, Zurich, and Hong Kong.
Manager, Portfolio Performance Reporting (Private Wealth Management)
Morgan Stanley
New York, NY
01.1998 - 01.2000
- Managed a US based Client reporting group of 35
- Responsibilities included statement generation, performance reporting, performance attribution, manager audits, corporate cash reporting, non-custodial asset reporting, fixed income analytics, management reporting, and tax reporting.
Financial Analyst (Broker Sales, Houston TX)
Morgan Stanley
Houston, TX
01.1997 - 01.1998
- Led client relations, reporting, IPO share distribution, and securities research for a $12M revenue brokerage team in Houston, Texas
- Managed data reconciliations, month end processing, and performance calculations
Education
B.A. International Business, Cum Laude -
Lehigh University
01.1993
Skills
- Staff Management
- Business Planning
- Project Coordination
- Project Management
- Cross-Functional Team Leadership
- Financial Reporting
- People Management
- Program Management
- Budget Management
- Legal and Regulatory Compliance
- Hiring and Retention
- Operations Management
- Issues resolution
- Operations management
- Staff Development
- Verbal and written communication
- Strategic planning
- Financial Management
- Rules and regulations
- Business Development
- Budgeting
- Strategies and goals
Certification
- NASD series 6
- NASD series 7
- NASD series 9
- NASD series 10
- NASD series 63
Military Experience
Captain, U.S. Army Reserve, 1994-01-01, 2003-01-01
Work Availability
monday
tuesday
wednesday
thursday
friday
saturday
sunday
morning
afternoon
evening
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Quote
The way to get started is to quit talking and begin doing.
Walt Disney
Timeline
Director, Head of EMEA and AMRS Client Distribution Services
BlackRock
01.2015 - Current
Director, Global Head of Client Reporting
Citigroup Private Bank
01.2012 - Current
Director, Head of North America Client Reporting, Managed Account Operations
Citigroup Private Bank
01.2010 - 01.2012
Director, Head of Client Reporting U.S. & Latin America
Citigroup Private Bank
01.2006 - 01.2010
Executive Director, Account Opening (Client & Technology Services)
Morgan Stanley
01.2005 - 01.2006
Executive Director, Head of Client Reporting (Client & Technology Services)
Morgan Stanley
01.2003 - 01.2005
Vice President, Head of U.S. Client Reporting (Private Wealth Management)
Morgan Stanley
01.2000 - 01.2003
Manager, Portfolio Performance Reporting (Private Wealth Management)
Morgan Stanley
01.1998 - 01.2000
Financial Analyst (Broker Sales, Houston TX)
Morgan Stanley
01.1997 - 01.1998
B.A. International Business, Cum Laude -
Lehigh University