Summary
Overview
Work History
Education
Skills
Timeline
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Sean Eccleston

Sean Eccleston

Wildwood,NJ

Summary

Experienced Corporate Action and Income Processing Analyst successful at managing multiple responsibilities simultaneously with a high level of accuracy. Proven history of maintaining full compliance with laws, regulations, and contractual agreements, as well as performing enhanced due diligence as part of a risk-based approach. Eager to continue broadening my knowledge and developing practical experience at a reputable institution.

Overview

4
4
years of professional experience

Work History

Corporate Actions and Income Processing Analyst

BNP Paribas RCC Inc.
01.2022 - Current
  • Inform clients of any corporate event that will impact their securities position either on US or international assets
  • Work closely with data feed vendors and other internal groups, such as Account Management, Tax, and IT Support, to deliver high quality service to clients
  • Ensure all Corporate Action and Income setups, instructions, and payments are processed, while meeting standards established by the Bank and team procedures
  • Develop knowledge of existing markets, market changes, and financial instruments by making regular use of various information sources (market updates, client updates, and market announcements, among more)

Financial Crimes Quality Control Analyst

Ernst & Young
05.2020 - 12.2021
  • Identified significant cases that presented patterns associated with the laundering of illicit funds
  • Provided core due diligence and investigative research on client projects, and prepared final written documentation supporting the findings
  • Collected and assessed client information and leveraged third-party sources to conduct research on politically exposed persons (PEPs), sanctions, and negative news screenings
  • Analyzed customer transactional records and legal documentation, including KYC documents
  • Collaborated with associates and reviewed their dispositions to ensure their work met quality standards

Education

Bachelor's of Science in Business Administration - Finance

University of Miami
Coral Gables, FL
05.2020

Skills

  • Corporate Actions & Income Processing
  • Payment Processing
  • KYC
  • Customer Due Diligence
  • Microsoft Office Suite
  • Anti-Money Laundering
  • Client Engagement
  • Sanctions Compliance
  • Collection and Execution of Client Instructions

Timeline

Corporate Actions and Income Processing Analyst

BNP Paribas RCC Inc.
01.2022 - Current

Financial Crimes Quality Control Analyst

Ernst & Young
05.2020 - 12.2021

Bachelor's of Science in Business Administration - Finance

University of Miami

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Sean Eccleston