Summary
Overview
Work History
Education
Skills
Timeline
Generic

SHARI DAVIS

Los Angeles,CA

Summary

Senior Corporate Paralegal with over 20 years of experience in Compliance and Risk, Corporate Transactional Closings, Federal and State Filings, Securities, Asset Management, M&A and Negotiations, Creditor and Debtor Closing Representations. Trained in Credit Analysis including Risk Ratings. Code of Ethics, OFAC and Global Sanctions, NY Bank Secrecy Act & Anti-Money Laundering, Regulation D, L and O, NY Transactional Conflicts of Interest, FAA Registry and Volker Rule. Specializing in Large Document Management Production.

Overview

23
23
years of professional experience

Work History

VP/In-House Corporate Lead Paralegal

Morgan Stanley
05.2017 - Current
  • Work alongside General Counsel, CEO, CFO and Senior Level Management with all Stakeholder Matters including Corporate Books, Minutes, and Organizational Documentation
  • Manage and Oversee Contract Database
  • Primary Regulatory Response Officer
  • Run Integration Closings
  • Create Swap Documents
  • KYC
  • Prepare and Manage Aircraft Financing and Lease Agreements
  • Manage and Prepare all Corporate Contracts
  • Management of FAA Registry and Updates
  • Prepare and file applications to the Federal Reserve, FAA Registry, DTCC and other Regulatory bodies
  • Respond to the Risk Management Department to access risks
  • Class Action Processor to include preparation of Proof of Claims
  • Prepare and Managed Vendor Contracts
  • Manage a very complex electronic and hard copy filing system
  • Manage General Legal Budget to include integration, training, outside law firms, etc
  • Management of Examination Files
  • Legal Budget Management
  • Edit and Negotiate Credit Agreements, ISDAs, NDAs, Term Loan Agreements, Secretary Certificates
  • Licensing Applications
  • Regulatory File Management
  • Conduct due diligence on both internal and external.

In-house Corporate Lead Paralegal

JPMorgan Securities
01.2009 - 04.2017
  • Drafted of Financial Disclosures for 40 Act Funds
  • Organized Lists of Mutual Funds
  • Assisted Corporate, Securities and Real Estate groups with private placements of common and preferred equity securities, warrants and options, various 'hybrid' equity/debt securities, and convertible and exchangeable debt securities, initial public offerings, follow-on offerings, and secondary offerings
  • SEC filings, including Forms 10-K, 10-Q and 8-K, Forms 3, 4, and 5 under Section 16, Schedules 13D and 13G and proxy statements.

Senior Corporate Paralegal

Greenberg Traurig
01.2004 - 12.2008
  • Supported large teams of senor level attorneys including transactional and rainmakers with all corporate closings including Mergers and Acquisitions
  • Large Document management including data rooms
  • Managed junior level paralegals
  • All KYC
  • All due diligence
  • Federal and state filings
  • EDGAR
  • UCC Filings
  • UCC Lien searches and evaluation
  • Litigation summary preparation.

Corporate Paralegal in Asset Management

Fried Frank Harris Shriver & Jacobson
06.2001 - 12.2003
  • Asset Management including the filing of Form D to state and federal agencies
  • Drafting and management of LLC and LP Agreements
  • Lexis and Nexis reports
  • Responded to regulators
  • Drafted and managed all stakeholder documentation
  • Managed a large legal database
  • Assisted attorneys with closings from start to finish
  • Subscription Agreements
  • Section 13D and 13G filings
  • Assisted all senior level attorneys with coordination of closings including investor management
  • Preparation of all formation documents
  • Preparation of tax documentation and maintenance.

Education

Credit Analysis Certificate -

NYU

Bachelors in Science Management -

Mercy College, NYC

Associates in Paralegal Studies -

Berkeley College, NYC

Skills

  • Microsoft Word, Excel, EDGAR, Legal Billing, PowerPoint, LexisNexis & Heavy Redlining

Timeline

VP/In-House Corporate Lead Paralegal

Morgan Stanley
05.2017 - Current

In-house Corporate Lead Paralegal

JPMorgan Securities
01.2009 - 04.2017

Senior Corporate Paralegal

Greenberg Traurig
01.2004 - 12.2008

Corporate Paralegal in Asset Management

Fried Frank Harris Shriver & Jacobson
06.2001 - 12.2003

Credit Analysis Certificate -

NYU

Bachelors in Science Management -

Mercy College, NYC

Associates in Paralegal Studies -

Berkeley College, NYC

Similar Profiles

CREATE PROFILE
SHARI DAVIS