Shawnique DeBerry
Charlotte,NC
Summary
Financial Crimes Specialist with extensive experience in identifying, assessing, and mitigating operational and compliance risks in the financial services industry. Adept at collaborating with cross-functional teams to analyze data trends, develop solutions, and ensure adherence to regulatory requirements. Skilled in using analytical tools to influence strategy and enhance risk management practices. Proven track record of improving processes, implementing compliance measures, and fostering strong relationships with internal and external partners to mitigate emerging risks.
Overview
9
9
years of professional experience
Work History
Global Financial Crimes Proficiency Coach
Bank of America Merrill Lynch
Charlotte, NC
05.2024 - 10.2024
- Collaborated with cross-functional teams to assess and manage operational and compliance risks related to financial crimes and anti-money laundering initiatives.
- Supported the implementation of risk management policies and ensured alignment with regulatory standards.
- Analyzed trends in financial crimes data and provided insights to optimize compliance strategies and solutions.
- Conducted training sessions to enhance the team's understanding of risk identification, mitigation, and resolution strategies.
- Monitored SAR filings, ensuring timely and accurate reporting to regulators.
AML Remediation Consultant
Cross River Bank
Fort Lee , NJ
12.2023 - 05.2024
- Led initiatives to identify and mitigate compliance risks, particularly related to money laundering and sanctions regulations.
- Provided expert guidance on enhancing due diligence processes for clients and partners to ensure regulatory compliance.
- Partnered with internal stakeholders to review new products, services, and third-party operations for potential risks.
- Contributed to the development and implementation of AML policies and procedures to address evolving regulatory requirements.
Senior CDD/KYC Analyst
US Bankcorp
Charlotte, NC
09.2022 - 11.2023
- Conducted thorough risk assessments for new and existing clients in alignment with KYC and CDD regulations.
- Identified, documented, and mitigated compliance risks, ensuring adherence to regulatory standards in all financial transactions.
- Worked closely with business units to ensure operational risks associated with client onboarding and due diligence were proactively addressed.
- Utilized data analysis to produce comprehensive reports on transaction trends and risk indicators to guide decision-making processes.
AML Compliance Analyst
USAA
Charlotte, NC
03.2022 - 08.2022
- Performed in-depth transaction monitoring, identifying suspicious activity and assessing potential compliance risks.
- Prepared reports on financial crimes, providing recommendations to improve AML processes and risk management strategies.
- Developed and implemented effective risk mitigation solutions based on data analysis and regulatory guidance.
Financial Crimes Specialist
Wells Fargo
Charlotte, NC
03.2016 - 03.2022
- Engaged with various departments, including legal and compliance, to identify, gather, and address operational and compliance risks following regulatory guidelines.
- Conducted detailed analyses to uphold regulatory standards and mitigate risks.
- Highlighted risk trends and recommended strategic solutions during presentations.
- Refined AML and fraud detection policies to bolster compliance protocols with changing business processes.
- Performed risk assessments to identify potential threats.
- Conducted training sessions and offered continuous support to staff, ensuring adherence to risk management protocols.
- Maintained regulatory compliance by accurately documenting red flags and suspicious patterns through drafting and filing SARs.
Education
Bachelor of Science - Business Administration
North Carolina A&T State University
Greensboro, NC05-2006
Skills
- Risk and Compliance Management (Experienced)
- Data Analysis (Experienced)
- Regulatory Compliance (Expert)
- Operational Risk Assessment (Experienced)
- Risk Mitigation (Experienced)
- Policy Implementation (Experienced)
- Cross-functional team collaboration (Experienced)
- Microsoft Excel and PowerPoint (Experienced)
- KYC and AML Regulations (Expert)
- Transaction Monitoring and Due Diligence (Expert)
Key Qualifications
- Experience in risk and compliance management, including identifying and mitigating risks related to new products and regulatory requirements.
- Proficient in using data analysis tools to identify trends and recommend solutions for operational and compliance risks.
- Strong understanding of financial services, risk management principles, and the regulatory environment.
- Experienced in implementing risk policies, reporting on operational risks, and ensuring compliance with industry standards.
- Collaborative mindset, working with internal and external teams to enhance risk management strategies and ensure operational compliance.
Timeline
Global Financial Crimes Proficiency Coach
Bank of America Merrill Lynch
05.2024 - 10.2024
AML Remediation Consultant
Cross River Bank
12.2023 - 05.2024
Senior CDD/KYC Analyst
US Bankcorp
09.2022 - 11.2023
AML Compliance Analyst
USAA
03.2022 - 08.2022
Financial Crimes Specialist
Wells Fargo
03.2016 - 03.2022
Bachelor of Science - Business Administration
North Carolina A&T State University
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