Summary
Overview
Work History
Education
Skills
Timeline
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SHRUTI DUGGAL

Bengaluru,KA

Summary

ABOUT ME: A Competent and dynamic professional with rich and varied exposure to the entire gamut of activities involved in Process Management, Operations, and Client-focused servicing. A competent professional with almost 3 + years of experience in Investment banking operations. A quick learner, with a good track record of working under pressure and problem-solving skills.

Overview

4
4
years of professional experience

Work History

SENIOR FINANCIAL ANALYST

GOLDMAN SACHS
Bangalore, Karnataka
03.2019 - 12.2019
  • Mitigation of counterparty credit risk through the active monitoring of clients' derivative and securities financing portfolios Comparison of exposures with the value of the assets pledged, in accordance with the parameters specified in the legal agreement.
  • Issuing out Margin Requirements to counterparties based on market price fluctuation.
  • Disputing to counterparty margin calls in case of discrepancy with proper supporting documents.
  • Allocating eligible collaterals as per the agreements to cover up the exposure based on client and counterparty confirmations.
  • Reaching the custodian and brokers for knowing the reason behind failed/late settlement.
  • Preparing monthly interest and coupon statements on collateral held.
  • Reconciliation of collateral balances and exposure using Tri-optima.
  • Training Analysts on the basics of collateral management and other process-related basics.

FINANCIAL ASSOCIATE

ORACLE
Bangalore, Karnataka
10.2017 - 03.2019
  • Working with internal and external IT/ Application support teams to ensure a smooth workflow environment.
  • Tracking the escalation and production-related issues.
  • Working with the team to ensure the timely deliverable's Production and distribution of reports to the onshore team for further validation.
  • Working with the onshore team to derive resolution for complicated issues with productions.
  • Analytics services provided to Various Fund Houses & AMC across the Globe as a part of Investment Banking services.
  • Portfolio Analytics include assessment of Credit/Market Risk and portfolios' overall risk.
  • Understanding the economy changes and d-o-d market movements Risk Analysis in terms of risk calculations for the Portfolios management of fixed income securities, Money market instruments, structured products and derivatives like Govt bonds, Corp bonds, Swaps, Futures, [Capital Market and Money Market securities], etc.
  • We research on NAV change exceptions wherein we comparing day-over- day reports; analyze the reason for the changes.
  • Micro-level understanding of the economy which in turn affects the market and its trend Directly involved in the production of Green Package - A comprehensive suite of Fund accounting consists of Fixed Income, Convertible, Equity, Forward Contracts, Options, Swap Contracts, and Bank Debt securities.
  • NAV calculations and compliance reports that allow institutional investors and PMs to analyze and manage risk across asset classes without having to face constant data and processing challenges.
  • Analyze daily VAR and Tracking Error changes and writes a commentary on significant changes to portfolio risk managers.

FINANCIAL ANALYST

State Street HCL Financial Services
11.2015 - 07.2017
  • • Reconciliation and investigation of Stock Position breaks which include Interest, Dividends,
    Pay downs, Trades, Corporate Actions and Derivatives for Mutual Funds and Hedge Funds.
    • Working for Shares and Cash Reconciliation, providing the reports to the client on a daily,
    weekly deadline basis.
    • Responsible for coordinating operational activities between state street bank and Boston.
    • Managing wide gamut of operations including Corporate Actions, Paydown/Payup
    Differences, Inflationary Bonds, Collateral, etc.
    • Hands-on experience in using Bloomberg to determine the daily Factors for Paydown/Pay up
    Differences and Inflationary.
    • Researching all the Unreconciled exceptions to determine the valid Protocols and providing
    preferred macros as documentation.
    • Reconciled almost all the different scenarios of Corporate Action including Merger, Coupon
    Issues, Stock Split, etc.
    • Raising IMT’s when there is a discrepancy between Accounting and Custody postings.
    • First level Reviewer of all the client deliverables before the deadline for all members.
    • Dealing with the processing of Fractional shares and Settlement of Accounting trades to eliminate
    the discrepancy between the Accounting and Custody side positions.
    • Addition & Deletion of funds as per client requirement from SMAC and perform
    reconciliation as per Onshore requirements.

Education

MASTER OF BUSINESS ADMINISTRATION - undefined

BACHELOR OF BUSINESS ADMINISTRATION - undefined

Bharathiar University

Matriculated - undefined

Skills

  • Capital Market
  • Derivatives
  • Portfolio Risk Management
  • Collateral Management
  • MS Word / Excel / Access / Powerpoint
  • Bonds

Timeline

SENIOR FINANCIAL ANALYST

GOLDMAN SACHS
03.2019 - 12.2019

FINANCIAL ASSOCIATE

ORACLE
10.2017 - 03.2019

FINANCIAL ANALYST

State Street HCL Financial Services
11.2015 - 07.2017

MASTER OF BUSINESS ADMINISTRATION - undefined

BACHELOR OF BUSINESS ADMINISTRATION - undefined

Bharathiar University

Matriculated - undefined

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SHRUTI DUGGAL