Shruti Gathani
Senior Manager - Internal Audit
Ashburn
Summary
Experienced Audit professional specializing in Information Technology (IT) Audit with sound understanding of risk-based audits and experience in a Big Four public accounting firm. Strong project management skills with demonstrated ability to lead, attention to detail, multitask, and complete complex audit engagements with high quality within desired timelines.
Overview
2023
2023
years of professional experience
Work History
Senior Manager - Internal Audit
Verizon
Ashburn, VA
2023 - 2024
- Pilot to the Whole Auditor rotation program for enhancing operational audit experience while training operational auditors on IT General Control testing.
- Acting Associate Director for multiple internal audit engagements with direct reporting to Senior Director.
- Responsible to oversee implementation of audit methodology, and review audit workpapers, testing and conclusions.
- Support Assistant Director in managing audit staffing, proposing audits for annual audit planning,and lead audit initiatives.
- Collaborated closely with peers from other departments to drive organizational success jointly as one cohesive unit.
- Improved team performance by providing comprehensive training and fostering a collaborative work environment.
- Mentored junior staff members for skill development and career progression within the organization.
Team Lead - Technology Audit
Verizon
01.2021 - 01.2023
- Independently led Attorney-Client Privilege audits with legal, third party audits, advisory reviews, major process audits, and focused audits.
- Contributed to the annual IA planning and IA summary reporting to business units.
- Demonstrated ‘team player’ consistently and coordinated with various teams to bring expertise in different fields and effectively perform complex audit engagements.
- Coached team members in audit techniques necessary to complete job tasks.
- Developed a Playbook and coached IA team on using the Corporate Information Security team dashboard implemented to track and monitor CyberSecurity compliance.
- Participated to revamp the Verizon IA methodology focusing on enhancing efficiency and effectiveness in audit fieldwork procedures.
Consultant - Technology Audit
Verizon
Ashburn, VA
01.2020 - 01.2021
- Awarded with the Verizon Spotlight Award for demonstrating Verizon Core Values and going above and beyond job responsibilities.
- Led end-to-end IT audit procedures including detailed audit planning, fieldwork, preparation of detailed audit reports, and communication thereof, tracking of management action plans.
- Evaluated the impact of issues identified to effectively categorize the issues, assist process owners in developing concise and effective action plans.
Senior Executive - Internal Audit
Cognizant Technology Solutions
Chennai, India
01.2018 - 01.2019
- Awarded the Rising Star Award for showing exceptional potential, dedication and immediate positive impact shortly after joining the organization.
- Participated in department-wide initiative by partnering with business stakeholders to revamp process flows, re-evaluating key and non-key systems and controls.
- Performed risk-based audits for SOX compliance and conducted challenging audit engagements including IT Governance process audit involving detailed process understanding with IT Leadership team, drafting the end-to-end Process Risk Assessment, and Audit Work Program documents.
Assistant Manager - Risk Advisory
Deloitte Touche Tohmatsu India LLP
Chennai, India
2015 - 01.2018
- Promoted from Consultant to Assistant Manager in 2017.
- Primary responsibilities included ICFR auditing for IT General Controls, automated Business Cycle Controls, Interface controls and Report testing for various environments like SAP, Oracle, Windows operating system, SQL, PeopleSoft and several in-house developed applications.
- Performed SOC reporting, SSAE18 and Third-Party Assurance – SOX Compliance assignments.
- Assessed the design and operating effectiveness of internal controls of publicly listed entities by gaining a detailed process understanding, obtaining evidence and evaluating against regulatory requirements, corporate policies and industry best practices.
- Developed strong working relationships with staff, fostering a positive work environment.
- Promoted teamwork within the workplace by encouraging collaboration among staff members on various project tasks.
Consultant
Independent Practice as a Public Accountant
Pune, India
01.2014 - 01.2015
- Performed Statutory Audit and compliance activities.
- Evaluated client needs and expectations, establishing clear goals for each consulting engagement.
Senior Executive - Audit and Compliance
M/s Anand Mehta & Associates
Pune, India
01.2011 - 01.2014
- Performed Statutory audit & work paper documentation for listed companies, public limited and private limited companies and filing of Tax returns.
- Performed financial and operational internal audits of private limited companies.
- Conducted tax assessments and coordinating with Government Taxation authorities.
Intern - Audit and Compliance
M/s Anand Mehta & Associates
Pune, India
01.2007 - 01.2010
- Supported senior auditors in the preparation of detailed reports for management, outlining key findings and areas for improvement.
- Gained valuable experience working within a specific industry, applying learned concepts directly into relevant work situations.
- Supported staff members in their daily tasks, reducing workload burden and allowing for increased focus on higher-priority assignments.
Education
ISC2 -
Certified Information Systems Security Professional (CISSP)
05.2001 -
ISACA -
Certified Information Systems Auditor (CISA)
05.2001 -
Chartered Accountant (CA) -
Institute of Chartered Accountants of India
IndiaBachelor of Commerce - undefined
Pune University
IndiaSkills
Detail Oriented
Strategic planning
Talent development
Time management abilities
Multitasking
Employee coaching and mentoring
Resource allocation
Problem-solving
Teamwork and collaboration
Timeline
Team Lead - Technology Audit
Verizon
01.2021 - 01.2023
Consultant - Technology Audit
Verizon
01.2020 - 01.2021
Senior Executive - Internal Audit
Cognizant Technology Solutions
01.2018 - 01.2019
Consultant
Independent Practice as a Public Accountant
01.2014 - 01.2015
Senior Executive - Audit and Compliance
M/s Anand Mehta & Associates
01.2011 - 01.2014
Intern - Audit and Compliance
M/s Anand Mehta & Associates
01.2007 - 01.2010
ISC2 -
Certified Information Systems Security Professional (CISSP)
05.2001 -
ISACA -
Certified Information Systems Auditor (CISA)
05.2001 -
Bachelor of Commerce - undefined
Pune University
Senior Manager - Internal Audit
Verizon
2023 - 2024
Assistant Manager - Risk Advisory
Deloitte Touche Tohmatsu India LLP
2015 - 01.2018
Chartered Accountant (CA) -
Institute of Chartered Accountants of India