Summary
Overview
Work History
Education
Skills
Certification
Accomplishments
Timeline
Generic

Sir Maish

Auditor
Dallas,TX

Summary

Accomplished Senior Internal Auditor with a proven track record at Equity Bank, enhancing regulatory compliance and operational efficiency through expert business process analysis and control testing. Skilled in IT Audit and fostering cross-functional collaboration, I significantly improved audit methodologies and risk management practices, contributing to a notable increase in compliance rates.

Experienced auditing professional prepared for role. Strong analytical abilities and deep knowledge of risk assessment and compliance. Valued team collaborator with focus on achieving results and adaptability to changing needs. Demonstrates proficiency in financial analysis, internal controls, and process improvements, driven by integrity and precision.

Overview

6
6
years of professional experience
3
3
Certifications

Work History

Senior Internal Auditor

Krucial Staffing
San Antonio, Texas
03.2021 - 12.2024
  • Plan and execute operations and regulatory audits of internal processes, controls, and systems, with a strong emphasis on escrow and title retail branch auditing.
  • Identify risks and deficiencies in operations and regulatory compliance related to escrow and title retail branch operations, and provide recommendations for improvement.
  • Review and evaluate compliance with company policies and procedures, as well as regulatory requirements.
  • Prepare detailed audit reports outlining findings and recommendations related to escrow and title retail branch operations and regulatory compliance.
  • Communicate audit results to management and collaborate on action plans to address identified issues.
  • Stay abreast of regulatory changes and industry trends affecting operations and regulatory auditing in escrow and title retail branch operations.

Sr Operations Associate

CoreLogic
Irving , TX
06.2020 - 12.2020
  • Collaborated with cross-functional teams to develop innovative solutions for complex operational challenges.
  • Increased customer satisfaction rates through diligent monitoring of service quality and addressing client concerns promptly.
  • Facilitated communication between departments, fostering a collaborative work environment that improved overall business performance.
  • Ensured regulatory compliance by staying up-to-date on industry standards and implementing necessary changes to align company policies accordingly.
  • · Assist in creation of IT risk assessment and develop self-assessment programs to evaluate areas of risk or concern based on regulatory, customer, internal and best practice requirements.
  • · Collaborated in development and implementation of annual audit plan by assessing relevant risk factors, considering management's expectations of Internal Audit's strategic involvement throughout the organization and with outside vendors.
  • · Participated in developing hypotheses regarding potential operational/IT risks and determine appropriate testing strategies to determine if key controls are properly mitigating all identified risks.
  • · Maintain data within system of record which tracks issues, engagements and metrics that gets communicated throughout the organization.
  • Responsible for designing and executing IT audit test plans and reporting results to management.
  • Developed comprehensive plans for new initiatives, outlining goals, resources required, and expected outcomes.

Sr Internal Audit Analyst

Center-prime Solutions
Dallas, TX
11.2018 - 02.2020
  • Increased operational efficiency through continuous evaluation of business processes for alignment with best practices.
  • Performed risk-based audits across multiple business units to assess potential vulnerabilities within the organization's operations.
  • Collaborated with various departments to ensure accurate financial reporting and compliance with regulatory requirements.
  • Strengthened internal controls by recommending process improvements and monitoring implementation progress.
  • Minimized fraud risks by implementing comprehensive fraud detection strategies and conducting detailed investigations as needed.
  • · Conduct project planning and risk analysis for audits and special projects to develop the audit scope, objectives, and procedures.
  • · Execute audit tests; evaluate results, identify, and report exceptions, root causes and recommendations; document audit work in accordance with department and company standards.
  • · Identify gaps and inefficiencies, identify process improvement opportunities, create recommendations, and design future state processes collaborate with leadership.
  • · Document, risks, controls, and process workflows while working cross-functionality to achieve a high-quality end-to-end process view.
  • · Communicate audit findings and recommendations, both verbally and in writing, to promote constructive change; collaborate with audit team to identify and assess risk areas to be reviewed.
  • Assist in developing effective audit programs and recommend revisions to existing audit programs.

Education

MBA - Project Management

Amberton University
Garland, TX

Bachelor of Arts - Management Accounting

Amberton University
Garland, TX

Skills

  • Control testing

  • Business process analysis

  • Enterprise risk management

  • Data analytics

  • IT Audit

  • Certified Information Systems Auditor

  • Compliance Management

  • Internal Audit

  • Risk Control

  • Project management

Certification

PMP - Project Management Professional

Accomplishments

  • Risk Mitigation and Cost Savings : "Identified and mitigated risks, resulting in $500K in annual cost savings and improved compliance with SOX and GAAP."Resume Worded
  • Process Improvement : "Led a cross-functional team to implement data analytics tools, reducing audit cycle time by 30% and increasing fraud detection rate by 25%."Teal
  • Audit Efficiency : "Spearheaded the development of a risk-based audit approach, resulting in a 40% reduction in high-risk findings and $2M in cost savings."Teal
  • Continuous Auditing Implementation : "Designed and executed continuous auditing processes using RPA, improving real-time monitoring capabilities and identifying $500K in potential revenue leakage."Teal
  • Leadership in Audit Projects : "Led an audit project that resulted in a 20% efficiency increase."Enhancv
  • Compliance Enhancement : "Developed and implemented internal control frameworks for $500M+ organizations."Resume Worded
  • Audit Leadership : "Led a team of 5 auditors in completing a complex, multi-year audit of the company's financial reporting processes."Resume Worded
  • Risk Assessment : "Conducted risk assessments for 15+ business units, identifying and prioritizing key risks."

Timeline

Senior Internal Auditor

Krucial Staffing
03.2021 - 12.2024

Sr Operations Associate

CoreLogic
06.2020 - 12.2020

Sr Internal Audit Analyst

Center-prime Solutions
11.2018 - 02.2020

MBA - Project Management

Amberton University

Bachelor of Arts - Management Accounting

Amberton University

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