Summary
Overview
Work History
Education
Skills
Languages
Timeline
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Daniel Pham

Charlotte

Summary

Finance professional and licensed securities associate with a strong foundation in data analysis, client relationship management, and financial reporting. SIE, Series 7, and Series 63 licensed, with proven communication and problem-solving skills supporting clients across investment products, account servicing, and trading platforms.

Overview

3
3
years of professional experience

Work History

LICENSED TRADING ENABLEMENT ASSOCIATE

Wells Fargo Advisors, LLC
Charlotte, NC
08.2025 - Current
  • Advised clients on trading and investment products, translating complex financial concepts into clear, actionable guidance
  • Resolved client account issues by analyzing account activity and improving client understanding, increasing satisfaction and retention - Monitored market news, economic events, and investment trends to deliver accurate, timely client guidance
  • Operated multiple financial platforms, including Excel, FactSet, Beta, Smart Station, and Advisor Gateway, to service accounts and streamline workflows
  • Coordinated with back-office support teams to research and resolve complex client matters, including corporate actions, asset transfers, and UTMA liquidations
  • Built and maintained client relationships through consistent follow-up, trust, and rapport
  • Ranked as a top 5 performer in team and department metrics and achieved one of the highest client satisfaction scores in the most recent quarter

Intramural Sports Official

University of North Carolina at Charlotte
Charlotte, NC
01.2023 - 06.2025
  • Officiated intramural sports events, ensuring rule compliance and fair play among participants.
  • Mediated conflicts and resolved disputes to maintain a positive competitive environment.
  • Trained and mentored new officials on rules, procedures, and game management techniques.
  • Demonstrated leadership in fast-paced environments requiring quick decision-making, regularly managing groups of 30+ individuals

Business Analyst Intern

Huron Consulting Group Inc.
Raleigh, NC
05.2023 - 07.2023
  • Evaluated client key performance indicators (KPIs) and implementation strategies to improve operational efficiency
  • Mastered a Management Information System over 40+ hours, identifying critical bugs and recommending optimization strategies -
  • Built a data-driven report using SQL, streamlining financial reporting processes

Education

Bachelor of Science - Finance

University of North Carolina At Charlotte
Charlotte, NC
05-2025

Skills

  • Financial Tools: Excel, FactSet, Beta, Smart Station, Advisor Gateway, SQL, CIV
  • Industry Knowledge: Investment Products, Market Research, Risk assessment, Investment Research
  • Client Management Skills: Professionalism, Time management, Strategic Planning, Conflict Resolution,Adaptive Communication, Adaptive Decision-Making
  • Team work: Highley collaborative, Quick and effective communicator, Team-oriented and supportive, Positive and Cooperative Attitude

Languages

Vietnamese
Native or Bilingual
Chinese (Cantonese)
Limited Working

Timeline

LICENSED TRADING ENABLEMENT ASSOCIATE

Wells Fargo Advisors, LLC
08.2025 - Current

Business Analyst Intern

Huron Consulting Group Inc.
05.2023 - 07.2023

Intramural Sports Official

University of North Carolina at Charlotte
01.2023 - 06.2025

Bachelor of Science - Finance

University of North Carolina At Charlotte