Stacy Bowman
Buckeye,Arizona
Summary
Consultant at Deloitte & Touche LLP, focused on regulatory compliance and risk assessment. Engineered enhanced QA tools for FR Y-14M remediation, promoting effective control testing and data analysis. Excelled in teamwork and communication, delivering insights that bolstered compliance monitoring and mitigated risks for multinational financial institutions.
Overview
4
4
years of professional experience
1
1
Certification
Work History
Consultant, Regulatory Risk & Forensic
Deloitte & Touche LLP
Phoenix, AZ
11.2021 - Current
- Supported complex regulatory risk and forensic projects for multinational financial institutions, managing documentation requests and developing sample testing strategies to support governance and compliance deliverables.
- Conducted comprehensive reviews and analysis of policy and procedure documentation, with a focus on sampling methodology and operational test development.
- Executed rigorous testing of control design and performance, validating their effectiveness in risk mitigation and issue remediation.
- Evaluated and validated adequacy and efficiency of implemented controls, ensuring positive client outcomes and alignment with regulatory standards.
- Designed and executed risk-based monitoring activities and analysis, identifying emerging compliance, policy, and regulatory issues.
- Oversaw monitoring results and evaluated trends to identify key risk drivers, supporting informed decision-making and issue remediation.
- Collaborated with Comparative Analytics teams to assess and monitor capital stress test models and contributed directly to enhancing QA tools for FR Y-14M remediation and CCAR compliance.
- Developed and managed DE/OE (Design Effectiveness/Operational Effectiveness) workpapers for FBAR, AML/BSA/OFAC, Politically Exposed Person screening, Travel Rule, and related assessments.
- Ensured thorough testing documentation and supported continuous quality assurance improvements for financial crime controls.
- Created and maintained Excel defect trackers for multiple project tranches, aiding issue prioritization and resolution.
- Completed stakeholder walkthrough (including with the Risk Analytics Director), compiled thorough documentation notes, and drafted desktop procedures for end-to-end defect remediation.
- Partnered with cross-functional teams to validate data accuracy, streamline reporting workflows, and develop dashboards that clearly communicate monitoring outcomes.
- Recommended enhancements to monitoring methodologies and processes, aligning them with regulatory expectations and industry best practices.
- Assessed regulatory changes and analyzed their potential impact on compliance monitoring activities, risk exposure, and program requirements.
- Interpreted internal policies and regulatory obligations, translating them into actionable plans, risk-mitigation strategies, and practical recommendations.
- Developed and maintained documentation to support internal audits, external examinations, and overall program transparency.
- Supported project execution by contributing to planning, tracking milestones, and ensuring deliverables aligned with defined goals and measures.
- Collaborated with data and analytics partners to refine monitoring techniques and continuously strengthen the effectiveness of the compliance monitoring program.
Education
Bachelor of Science (B.S.) - Communications, Organizational Leadership
Arizona State University
Tempe, AZ05-2021
Skills
- Regulatory compliance, risk assessment
- Data analysis
- Financial documentation
- Control testing
- Team collaboration
- Verbal and written communication
Certification
- Conflict and Negotiation Certification, University of Windsor
- Principles of ESG and Sustainability for Business Certification, Arizona State University
- FSI Retail Banking — Emerald & Sapphire Certification
- FSI Capital Markets — Emerald, Sapphire & Ruby Certification
- FSI Payments — Emerald, Sapphire & Ruby Certification
Languages
English, Native speaker
Seeking Remote Opportunities
- Seattle, WA
- Phoenix, AZ
Firm Contributions
- Built and assisted with PowerPoint presentations and Statements of Work (SOWs), leveraging Generative AI fundamentals (GPS badge).
- Served as a US Purpose Ambassador and Professional Mentor for college graduates, supported by industry proficiency in financial services (Industry Proficiency Foundation badge).
- Advanced diversity, equity, inclusion, and accessibility by earning both the Inclusive Team Culture Ally and 508 Compliance Accessibility Ally Certified badges.
- Supported Deloitte’s social impact by volunteering for Sustainability and Corporate Social Responsibility events, recognized through Impact Day 2024 and 2025 badges.
- Badge issued by Credly by Pearson for Anti-Money Laundering Foundation demonstrating a thorough understanding of various Anti-Money Launderings (AML) regulations through comprehensive training, assessment and demonstration of skill through client engagement on AML projects.
- Badge issued by Credly by Pearson for Business Process Testing Foundation completing training of regulatory and operational business process testing concepts, principles and terms with regulatory and compliance risk testing through client experience.
- Badge issued by Amazon Web Services Training and Certification: Agentic AI Essentials & Generative AI Essentials.
Timeline
Consultant, Regulatory Risk & Forensic
Deloitte & Touche LLP
11.2021 - Current
Bachelor of Science (B.S.) - Communications, Organizational Leadership
Arizona State University