Quality-driven Compliance Analyst familiar with tracking, documentation and reporting requirements. Assesses work, materials and procedures and recommends adjustments to maintain compliance. Over five years of experience and motivated, energetic mindset.
Overview
8
8
years of professional experience
Work History
Compliance Analyst
National General Insurance Company
11.2021 - 06.2024
National General was bought out by Allstate Insurance Company while I was employed.
Prepared documentation and records for upcoming audits and inspections
Served as a subject matter expert on compliance matters, providing guidance and support to colleagues across various departments
As a member of the Medicare compliance team, I worked with insurance carriers, agents, and sales managers to ensure customers received accurate and high-quality service by tracking and reviewing allegations and facilitating agent training.
I also helped the compliance team pass a federal Department of Insurance audit and designed a new compliance program for Allstate’s under 65 customers.
Collaborated with cross-functional teams for the successful implementation of new compliance initiatives
Monitored adherence to industry regulations, ensuring timely reporting of any discrepancies or violations
Due Diligence Analyst
Utica Leaseco, LLC
09.2019 - 08.2021
I assisted the legal team with gathering and evaluating due diligence documentation for potential finance customers,
I have experience assessing commercial insurance, business personal property taxes, UCC filings, and organizational documents for closing packages,
I prepared Landlord Consents, Amendments to Leases, and Closing Checklists.
I am skilled in organizing data and evaluating/improving efficiency and team dynamics.
I can bring to the table both detail-oriented and big picture perspectives.
Interacted with compliance representatives to assess potential unusual activity
Enhanced due diligence processes by implementing risk assessment methodologies and procedures
Processor
Michigan Construction Protection Agency
12.2016 - 08.2019
I processed legal documents for construction professionals which involved gleaning information from deeds and title searches.
I utilized databases to collect relevant data and then generated documentation through specialized software.
I managed all invoices through QuickBooks.
Increased productivity by effectively managing workload and prioritizing tasks
Enhanced team collaboration, sharing best practices for efficient processing techniques
Utica Leaseco, LLC: Renate LaCroix President and Counsel, renate.lacroix@uticaleaseco.com, 248-710-2135
Michigan Construction Protection Agency: Carol Gula Administrative Director, 248-586-0100
Edward L. Stotts, Ph.D., LPC Mental Health/Social Work Professor and Program Coordinator Oakland Community College, elstotts@oaklandcc.edu; 248-321-1299
Kathy Tiell, Ph.D. Professor of Psychology Oakland Community College, kltiell@oaklandcc.edu, 248-232-4016