Organized and dependable candidate successful at managing multiple priorities with a positive attitude. Willingness to take on added responsibilities to meet team goals.
Overview
13
13
years of professional experience
Work History
AML Compliance Officer
Banco Citi Costa Rica
06.2021 - Current
Investigated fraud referrals and performed research to minimize risk and resolve inquiries.
Partnered with fraud manager to research and investigate cases.
Read fraud and security risk management-related articles and white papers and took part in webinars to keep abreast of changes in fraud and security landscape.
Documented research findings to support risk-based decision-making and resolution to escalated fraud incidents.
Trained and supervised junior financial examiners, explaining procedures and protocols.
Directed and participated in formal and informal meetings with bank directors, trustees and consultants to gather information and discuss findings.
Performed yearly reviews of bank policies and procedures to evaluate compliance with regulatory requirements and standards.
Performed auditing work in accordance with rigorous auditing standards and principles.
Interpreted regulatory rules or rule changes and monitored communication through corporate policies and procedures.
Prepared and submitted regulatory file applications and supporting documentation.
Developed short-term goals and long-term strategic plans to improve risk control and mitigation.
KYC Senior Officer
Citi Share Services
03.2014 - 05.2021
Implemented improvement initiatives and developed compliance testing program to monitor and identify gaps in new and existing practices.
Managed practical action plans to respond to audit discoveries and compliance violations.
Maintained up-to-date knowledge of current and emerging compliance regulations.
Assisted with internal and external audits to confirm compliance with applicable laws and regulations.
Developed and maintained compliance database, tracking all compliance activities and documents.
Identified, investigated and documented compliance violations and recommended corrective measures.
Monitored and assessed compliance risks associated with operational processes and procedures.
Paralegal Consultant
AG Legal
01.2011 - 03.2014
Conducted detailed client intakes and entered information into company database.
Prepared legal briefs, motions, and pleadings.
Conferred with clients and other involved parties to gather and track case information.
Assisted counsel in preparing answers, providing documentation, and information for discovery request.
Edited and proofread legal documents to verify accuracy.
Liaised with other paralegals and legal staff to complete common tasks on schedule.
Communicated with clients, opposing counsel and court personnel to keep all parties informed on case updates.
Education
Bachelor of Arts - Notary
Universidad De San José
San José
12.2022
Specialist - Specialization in Compliance & Risk Management
Presidente Asociación Estudiantil Odontología at Universidad Latina De Costa RicaPresidente Asociación Estudiantil Odontología at Universidad Latina De Costa Rica