Stephanie Torres Rizo
San José, Mora,SJ
Summary
Organized and dependable candidate successful at managing multiple priorities with a positive attitude. Willingness to take on added responsibilities to meet team goals.
Overview
13
13
years of professional experience
Work History
AML Compliance Officer
Banco Citi Costa Rica
06.2021 - Current
- Investigated fraud referrals and performed research to minimize risk and resolve inquiries.
- Partnered with fraud manager to research and investigate cases.
- Read fraud and security risk management-related articles and white papers and took part in webinars to keep abreast of changes in fraud and security landscape.
- Documented research findings to support risk-based decision-making and resolution to escalated fraud incidents.
- Trained and supervised junior financial examiners, explaining procedures and protocols.
- Directed and participated in formal and informal meetings with bank directors, trustees and consultants to gather information and discuss findings.
- Performed yearly reviews of bank policies and procedures to evaluate compliance with regulatory requirements and standards.
- Performed auditing work in accordance with rigorous auditing standards and principles.
- Interpreted regulatory rules or rule changes and monitored communication through corporate policies and procedures.
- Prepared and submitted regulatory file applications and supporting documentation.
- Developed short-term goals and long-term strategic plans to improve risk control and mitigation.
KYC Senior Officer
Citi Share Services
03.2014 - 05.2021
- Implemented improvement initiatives and developed compliance testing program to monitor and identify gaps in new and existing practices.
- Managed practical action plans to respond to audit discoveries and compliance violations.
- Maintained up-to-date knowledge of current and emerging compliance regulations.
- Assisted with internal and external audits to confirm compliance with applicable laws and regulations.
- Developed and maintained compliance database, tracking all compliance activities and documents.
- Identified, investigated and documented compliance violations and recommended corrective measures.
- Monitored and assessed compliance risks associated with operational processes and procedures.
Paralegal Consultant
AG Legal
01.2011 - 03.2014
- Conducted detailed client intakes and entered information into company database.
- Prepared legal briefs, motions, and pleadings.
- Conferred with clients and other involved parties to gather and track case information.
- Assisted counsel in preparing answers, providing documentation, and information for discovery request.
- Edited and proofread legal documents to verify accuracy.
- Liaised with other paralegals and legal staff to complete common tasks on schedule.
- Communicated with clients, opposing counsel and court personnel to keep all parties informed on case updates.
Education
Bachelor of Arts - Notary
Universidad De San José
San José12.2022
Specialist - Specialization in Compliance & Risk Management
George Washington University
11.2022
Certificate - Certified Anti-Money Laundering Specialist
ACAMS
USA11.2022
Bachelor of Arts - Law
La Salle University
San José08.2020
Certificate - Anti Money Laundering
International University For Peace
San José07.2019
Skills
- Audit Reporting
- Certified AML Specialist
- Law Enforcement Assistance
- Corporate Audits
Timeline
AML Compliance Officer
Banco Citi Costa Rica
06.2021 - Current
KYC Senior Officer
Citi Share Services
03.2014 - 05.2021
Paralegal Consultant
AG Legal
01.2011 - 03.2014
Bachelor of Arts - Notary
Universidad De San José
Specialist - Specialization in Compliance & Risk Management
George Washington University
Certificate - Certified Anti-Money Laundering Specialist
ACAMS
Bachelor of Arts - Law
La Salle University
Certificate - Anti Money Laundering
International University For Peace
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