Summary
Overview
Work History
Skills
Education And Certifications
Timeline
Generic

STEVEIE CHANG

Summary

Detail-oriented IT Internal Auditor with over five years of experience in IT audit, compliance, and risk management within banking and financial services. Expertise in AML/BSA compliance, IT change management, and regulatory issue validation, ensuring adherence to global financial crime compliance requirements. Skilled in assessing IT controls, transaction monitoring, sanctions screening, and customer due diligence (CDD) systems. Strong background in consent order remediation, issue validation testing, and IT security auditing. Adept at producing high-quality audit documentation aligned with regulatory and internal standards.

Overview

6
6
years of professional experience

Work History

IT Internal Auditor

SUNWEST BANK
11.2023 - Current
  • Conduct IT audits related to AML transaction monitoring, sanctions screening, and compliance processes to assess regulatory adherence
  • Evaluate IT change management controls, ensuring seamless implementation of system fixes and improvements
  • Perform security audits for KYC/CDD platforms, fraud detection, and regulatory compliance measures
  • Lead issue validation efforts related to regulatory consent orders, ensuring remediation aligns with industry standards
  • Analyze data integrity, IT system controls, and operational workflows to identify gaps and strengthen AML compliance frameworks
  • Collaborate with internal stakeholders to remediate IT control deficiencies and improve risk management protocols
  • Prepare audit documentation with detailed root cause analysis, risk assessments, and recommendations for regulatory review

IT Compliance Analyst | Vendor Management

SUNWEST BANK
03.2023 - 11.2023
  • Assessed internal controls, IT security measures, and vendor compliance within third-party risk management frameworks
  • Developed and executed testing strategies to validate control effectiveness, particularly in line with consent order and regulatory remediation requirements
  • Conducted gap analyses and follow-ups to ensure regulatory compliance deficiencies were effectively addressed
  • Assisted in defining user stories and acceptance criteria for IT compliance solutions in collaboration with product teams

Internal Auditor (Fraud, Complaints, Lending & Back Office)

VARO BANK
03.2020 - 04.2023
  • Conducted IT security audits supporting fraud prevention, complaints management, and lending system operations
  • Performed risk assessments, transaction monitoring evaluations, and compliance testing for AML/BSA adherence
  • Supported the design and testing of IT controls for customer due diligence and sanctions screening systems
  • Assisted in developing internal audit policies and regulatory compliance procedures to strengthen control environments
  • Provided recommendations for fraud mitigation and IT security improvements, aligning with regulatory expectations

Fraud Operations Analyst

VARO BANK
04.2019 - 03.2020
  • Monitored, investigated, and reviewed fraud risk, unique exceptions, and security anomalies within fraud prevention systems
  • Conducted fraud risk analysis and transaction monitoring assessments, ensuring compliance with IT security protocols
  • Assisted in developing and maintaining fraud policy and procedural documentation to mitigate operational risks
  • Analyzed fraud trends and provided recommendations for process improvements and enhanced security controls

Skills

  • IT Audit & Compliance
  • AML/BSA Compliance & Sanctions Screening
  • IT Change Management Audits
  • Consent Order & Issue Validation Testing
  • Regulatory Compliance (OCC, FFIEC, FDIC, Federal Reserve)
  • Internal Controls & Risk Assessments
  • Audit Documentation & Report Writing
  • Fraud Risk & Transaction Monitoring
  • IT Security & Access Controls
  • Third-Party Risk Management (Vendor Compliance)

Education And Certifications

Bachelor of Science in Fashion Merchandising and Marketing, Art Institute of Salt Lake City, 01/01/12, 01/01/16, Certified Information Systems Auditor (CISA), if applicable – consider obtaining if not yet certified, Professional Scrum Master I, 2023, Other relevant certifications (CAMS, CIA, CRISC, etc.), if applicable

Timeline

IT Internal Auditor

SUNWEST BANK
11.2023 - Current

IT Compliance Analyst | Vendor Management

SUNWEST BANK
03.2023 - 11.2023

Internal Auditor (Fraud, Complaints, Lending & Back Office)

VARO BANK
03.2020 - 04.2023

Fraud Operations Analyst

VARO BANK
04.2019 - 03.2020

Similar Profiles

CREATE PROFILE
STEVEIE CHANG