Hi, I’m
Steven Kroll Jr.
Darien,CT
Summary
Strategic and analytical finance professional with 25+ years of success in financial reporting, analysis, stocks, and equity sales. Experienced in conducting research and developing proactive investment strategies. Extensive buy-side relationships Experienced in conducting research and developing proactive investment strategies. Well-versed in market conditions and client preferences. Proficient in assessing risks, completing valuations and managing exposures with a flexible and thorough approach.
Overview
29
years of professional experience
Work History
Kroll (Family Office)New York, NY
Portfolio Mgr / Buy Side Consult / Analyst
04.2020 - Current
Job overview
Maintain buy-side relationships, equity research, make proactive adjustments to portfolios. Recommended methods to increase yields and reduce risk exposure. Facilitate stock transactions based on thorough equity analysis.
Hodges Capital Mgmt. Dallas, TX
President of Sales / Marketing - East Coast
02.2019 - 04.2020
Job overview
Develop and Execute a business plan of Capital Raising in the Northeast USA, focusing on HCM Mutual Funds and Separate Account Products. Raise Capital for 5 of HCM Investment Funds. Channels include High Net Worth Individuals, Family Offices, Institutional, Investment & Hedge Funds.
Monness Crespi Hardt & Co.New York, NY
Institutional Equity Sales & Analyst
09.2001 - 04.2018
Job overview
Covered equity sectors : gaming, internet gaming, lodging, leisure, housing, cable tv, consumer, and special situations.
Conducted equity sales, NYC focus, selling research platform, idea dinners, and stock ideas to our buy-side clients, generating commissions from our clients including hedge funds, long only institutional, long/short equity, and high net worth.
Charlton Goin - Spear Leeds KelloggNew York, NY
Option Specialist - AMEX Floor
09.1995 - 07.2001
Job overview
Option Equity Clerk - progressed up to Option Specialist, pricing over 40 different stocks on the AMEX Exchange.
Education
The Millbrook School
High School Diploma from Business, English
1990
Hobart & William Smith CollegesGeneva, NY
Bachelor of Arts from Business, English
1994
Skills
- Financial modeling - Microsoft Excel
- Buy Side Contacts
- Multi-sector Analyst, Equity Sales
- 20 years studying macro econ & Equities
- Raising capital - Fund of Funds, High Net Worth, Institutional, Hedge Funds
- Languages Spoken - English & Spanish
- Making investment recommendations
Accomplishments
Equity Analyst - Generalist, Gaming, Lodging, Leisure, Housing, Cable TV, Consumer
Equity Sales: commissions from my buy-side accounts - use of analysts, idea dinners, and individual stock ideas. Founded the Titans Equity Idea Dinner in New York, attended by many top level investment professionals.
Tennis, Squash, Golf - nationally ranked junior in tennis & squash, captain of both in High School & College) #1 or #2 player all 4 years. Single digit golf handicap.
Timeline
Portfolio Mgr / Buy Side Consult / Analyst
Kroll (Family Office)
04.2020 - Current
President of Sales / Marketing - East Coast
Hodges Capital Mgmt.
02.2019 - 04.2020
Institutional Equity Sales & Analyst
Monness Crespi Hardt & Co.
09.2001 - 04.2018
Option Specialist - AMEX Floor
Charlton Goin - Spear Leeds Kellogg
09.1995 - 07.2001
The Millbrook School
High School Diploma from Business, English
Hobart & William Smith Colleges
Bachelor of Arts from Business, English