Summary
Overview
Work History
Education
Skills
Certification
Timeline
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STEVEN LUSK

STEVEN LUSK

ODESSA,FL

Summary

Professional wealth management expert with strong record in guiding clients to achieve financial goals. Skilled in investment strategies, portfolio management, and financial planning. Known for fostering teamwork, adapting to evolving client needs, and consistently delivering results. Reliable, analytical, and client-focused, with deep understanding of market trends and regulatory requirements.

Overview

3
3
years of professional experience
1
1
Certification

Work History

Private Wealth Advisor

Fisher Investments
09.2024 - Current


  • Managed book of 200+ clients, $100M AUM
  • Conducted quarterly market update meetings with an annual review to revisit asset allocations
  • Utilized global equities to achieve increased diversification
  • Proactively manage portfolios, achieving strong performance and client satisfaction
  • Guided clients through life transitions such as retirement or the sale of a business, providing valuable financial insights and support during these critical periods.
  • Strengthened the firm''s reputation by consistently delivering high-quality wealth advisory services that exceeded expectations.
  • Hold Series 65 license, ensuring compliance and informed investment advice

Corporate Actions Senior Analyst

DTCC
01.2023 - 09.2024
  • Streamlined corporate actions processing, reducing errors and enhancing efficiency
  • Implemented data-driven solutions for complex financial transactions
  • Optimized workflow processes, leading to substantial time savings
  • Collaborated with teammates to resolve intricate corporate action issues
  • Mentored junior analysts, fostering professional development while enhancing overall team performance.
  • Pioneered new approaches to handle complex corporate events, improving accuracy and client satisfaction
  • Led multiple data driven projects to improve efficiency for Global Business Operations.
  • Collaborated with cross-functional teams to identify areas of improvement, leading to increased operational effectiveness.

Licensed Financial Services Professional

Charles Schwab
10.2021 - 01.2023
  • Managed client accounts, executed trades, enhanced customer satisfaction.
  • Metrics driven, inbound-call position handling 75+ calls per day.
  • Provided exceptional customer service, consistently resolving complex issues promptly and effectively.
  • Consistently outperformed, scoring in the top percentiles in client reviews through surveys.
  • Processed customer requests for statements, ordering additional checks, and updating customer personal information in database.
  • Achieved SIE, Series 7 and Series 63 exams, boosting credentials and unlocking ability to place trades for clients.

Education

Bachelor of Arts - Criminology

Florida State University
Tallahassee, FL
08.2021

Skills

  • Financial Services
  • Corporate Actions
  • Cash Flow Analysis
  • Wealth Management
  • Retirement planning
  • Asset allocation
  • Behavioral finance
  • Trade Execution
  • Attention to Detail
  • Problem Solving
  • Data Analysis
  • Regulatory Compliance

Certification

  • Series 65 License - North American Securities Administrators Association through FINRA.
  • Securities Industry Essentials (SIE) - FINRA.

Timeline

Private Wealth Advisor

Fisher Investments
09.2024 - Current

Corporate Actions Senior Analyst

DTCC
01.2023 - 09.2024

Licensed Financial Services Professional

Charles Schwab
10.2021 - 01.2023

Bachelor of Arts - Criminology

Florida State University

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STEVEN LUSK